Marilyn Ganjianpour
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marilyn Ganjianpour, who also goes by Marilyn Ganjianpour Nabizadeh, was a registered financial professional .
Marilyn is a previously registered financial professional and started their career in finance in 2018. Marilyn had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2023 - June 13, 2023
EAGLE STRATEGIES LLC
April 18, 2023 - June 13, 2023
NYLIFE SECURITIES LLC
April 6, 2021 - April 27, 2021
WELLS FARGO CLEARING SERVICES, LLC
April 6, 2021 - April 27, 2021
WELLS FARGO CLEARING SERVICES, LLC
February 2, 2018 - September 10, 2020
WELLS FARGO CLEARING SERVICES, LLC
January 4, 2018 - September 10, 2020
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
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Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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