Dan Jiang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Jiang, who also goes by Cathy Jiang, was a registered financial professional .
Dan is a previously registered financial professional and started their career in finance in 2017. Dan had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2019 - July 6, 2020
FEDERATED INTERNATIONAL SECURITIES CORP.
April 2, 2019 - July 6, 2020
FEDERATED INTERNATIONAL SECURITIES CORP.
February 1, 2018 - April 3, 2019
FEDERATED SECURITIES CORP.
February 1, 2018 - July 6, 2020
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
February 1, 2018 - July 6, 2020
FEDERATED INVESTMENT COUNSELING
February 1, 2018 - July 6, 2020
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
November 28, 2017 - April 3, 2019
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/3/2022
General Securities Representative ExaminationCurrent Firm
FEDERATED INTERNATIONAL SECURITIES CORP.
CRD#: 290173 / SEC#: 801-111953, 8-70132
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
