Kevin G. Derosa

BLACKDIAMOND WEALTH MANAGEMENT

New York, NY 10001

Some features on this profile are disabled

CRD#: 6865811

Professional summary

Kevin Gregg Derosa, CFP® is a registered financial advisor currently at BLACKDIAMOND WEALTH MANAGEMENT, LLC located in New York, New York.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kevin has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Gregg Derosa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 13, 2021 - Present

BLACKDIAMOND WEALTH MANAGEMENT, LLC

Office #1: 31 Hudson Yards Floor 10, Suite 55, New York, NY 10001

RIA

CRD#: 291459

New York, NY

Past

October 12, 2020 - December 1, 2021

YOUR PLANNING PARTNER LLC

RIA

CRD#: 283647

PALM BEACH GARDENS, FL

Past

October 3, 2017 - October 5, 2020

MCADAM LLC

RIA

CRD#: 170914

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKDIAMOND WEALTH MANAGEMENT, LLC

BLACKDIAMOND | BLACKDIAMOND WEALTH MANAGEMENT, LLC | BLACKDIAMOND WEALTH MANAGEMENT, INC. | BLACKDIAMOND WEALTH MANAGEMENT

CRD#: 291459 / SEC#: 801-112524

RIA

Registered Investment Advisory firm - (2/26/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/15/2021)

IAR

Pennsylvania
(12/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/2017

Uniform Investment Adviser Law Examination

Current Firm

BLACKDIAMOND WEALTH MANAGEMENT, LLC

BLACKDIAMOND | BLACKDIAMOND WEALTH MANAGEMENT, LLC | BLACKDIAMOND WEALTH MANAGEMENT, INC. | BLACKDIAMOND WEALTH MANAGEMENT

CRD#: 291459 / SEC#: 801-112524

RIA

Registered Investment Advisory firm - (2/26/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

31 Hudson Yards Floor 10, Suite 55, New York, NY 10001

Mailing Address

Phone number

(212) 784-6999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A, 2B AND PRIVACY POLICY (8/4/2025)

Regulatory assets under management

Total Number of Accounts	1,100
AUM (Assets Under Management)	$ 322,441,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin G. Derosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Gregg Derosa's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKDIAMOND WEALTH MANAGEMENT, LLC

YOUR PLANNING PARTNER LLC

MCADAM LLC

Primary Firm SEC Registration

BLACKDIAMOND WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/2017

Current Firm

BLACKDIAMOND WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKDIAMOND WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors