Juliane Gavazzi Lucca Cintra Mand
Professional summary
Juliane Gavazzi Lucca Cintra Mand, who also goes by Juliane Gavazziluccacintramandari, Juliane Mandari, is a registered financial professional currently at SAFRA SECURITIES LLC located in Aventura, Florida.
Juliane is registered as a RR (Registered Representative) and started their career in finance in 2019. Juliane has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Juliane Gavazzi Lucca Cintra Mand's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2025 - Present
SAFRA SECURITIES LLC
Office #1: 21500 Biscayne Boulevard - Suite #503, Aventura, FL 33180November 18, 2021 - March 28, 2025
CITIGROUP GLOBAL MARKETS INC.
March 10, 2020 - September 23, 2021
MORGAN STANLEY
July 29, 2019 - February 13, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2025)
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Exams
Series 7TO
Date: 7/29/2019
General Securities Representative ExaminationFINRA
Current Firm
SAFRA SECURITIES LLC
CRD#: 47873 / SEC#: , 8-51935
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAFRA NATIONAL BANK OF NEW YORK | SOLE SHAREHOLDER | |
| BONFIM, CARLOS CESAR BERTACO | DIRECTOR | |
| COLOMBO, RAFAELO | DIRECTOR | 6054935 |
| DIBIASI, ANTHONY | FINOP | 6435706 |
| GRUNWALD, MARK STEVEN | DIRECTOR & PRESIDENT | 3262204 |
| JAVIER, SIGMUND PETER | DIRECTOR | 6002619 |
| MCCARTHY, GERARD THOMAS | CHIEF COMPLIANCE OFFICER | 3121615 |
| MORATO, SIMONI PASSOS | DIRECTOR | 5568481 |
| OSWALD, THOMAS FRANCIS | CHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER | 1828798 |
| YOU, SANG MIN JIMMY | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 6693855 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Company Information
SAFRA SECURITIES LLC
CRD#: 47873Aventura, FL 33180TRUST BUT VERIFY
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