Patrick Cortazzo

EMBREE FINANCIAL GROUP

Trafford, PA

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CRD#: 6865265

Professional summary

Patrick Cortazzo Jr, CFP® is a registered financial advisor currently at EMBREE FINANCIAL GROUP located in Trafford, Pennsylvania.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Patrick has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Cortazzo Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

November 24, 2025 - Present

EMBREE FINANCIAL GROUP

RIA

CRD#: 108233

Trafford, PA

Past

May 27, 2022 - October 28, 2025

WALDRON PRIVATE WEALTH

RIA

CRD#: 131063

BRIDGEVILLE, PA

Past

February 16, 2019 - May 13, 2022

THE WEALTH CONSULTING GROUP

RIA

CRD#: 173194

New Castle, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMBREE FINANCIAL GROUP

EMBREE FINANCIAL GROUP | MOODY INVESTMENT ADVISORS, INC.

CRD#: 108233 / SEC#: 801-63489

RIA

Registered Investment Advisory firm - (9/23/2004 Approved)

Illinois

Registered Investment Advisory firm - (9/23/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/24/2025)

IAR

Pennsylvania
(11/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/2019

Uniform Investment Adviser Law Examination

Current Firm

EMBREE FINANCIAL GROUP

EMBREE FINANCIAL GROUP | MOODY INVESTMENT ADVISORS, INC.

CRD#: 108233 / SEC#: 801-63489

RIA

Registered Investment Advisory firm - (9/23/2004 Approved)

Illinois

Registered Investment Advisory firm - (9/23/2004 Terminated)

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Contact information

Main Address

440 N Wells St Suite 530, Chicago, IL 60654

Mailing Address

Phone number

(312) 527-5565

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - EMBREE FINANCIAL GROUP (2/14/2025)

Regulatory assets under management

Total Number of Accounts	2,363
AUM (Assets Under Management)	$ 2,282,297,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick Cortazzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Cortazzo Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMBREE FINANCIAL GROUP

WALDRON PRIVATE WEALTH

THE WEALTH CONSULTING GROUP

Primary Firm SEC Registration

EMBREE FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2019

Current Firm

EMBREE FINANCIAL GROUP

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMBREE FINANCIAL GROUP

TRUST BUT VERIFY

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