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SH

Stephen P. Haskell

QUINCY WELLS CAPITAL
CHICAGO, IL 60606
CRD#: 6864948
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SH
Stephen Paul HaskellQUINCY WELLS CAPITAL

Professional summary

Stephen Paul Haskell is a registered financial professional currently at QUINCY WELLS CAPITAL, LLC located in Chicago, Illinois.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 2017. Stephen has worked at 6 firms and has passed the Series 63, SIE and Series 22 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Paul Haskell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2026 - Present

QUINCY WELLS CAPITAL, LLC

Office #1: 145 South Wells Ste 1301, Chicago, IL 60606
BD
CRD#: 334163
CHICAGO, IL
Past

July 17, 2025 - May 4, 2026

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

June 5, 2024 - July 11, 2025

RM SECURITIES, LLC

BD
CRD#: 323671
ROCHESTER, NY
Past

January 21, 2022 - June 3, 2024

FNEX CAPITAL, LLC

BD
CRD#: 166316
Torrance, CA
Past

July 23, 2020 - January 14, 2022

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
La Jolla, CA
Past

October 6, 2017 - July 28, 2020

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
Richmond, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/8/2026)
RR
California
(6/9/2026)
RR
Connecticut
(6/9/2026)
RR
Florida
(6/9/2026)
RR
Georgia
(6/9/2026)
RR
Idaho
(6/9/2026)
RR
Illinois
(6/9/2026)
RR
Massachusetts
(6/9/2026)
RR
North Carolina
(6/9/2026)
RR
Ohio
(6/8/2026)
RR
Pennsylvania
(6/9/2026)
RR
Texas
(6/8/2026)
RR
Utah
(6/9/2026)
RR
Virginia
(6/9/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/28/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 10/6/2017
Direct Participation Programs Representative Examination
SRO Registrations
RR
FINRA

Current Firm

QW
QUINCY WELLS CAPITAL, LLC
QUINCY WELLS CAPITAL, LLC

CRD#: 334163 / SEC#: , 8-71322

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
145 South Wells Ste 1301, Chicago, IL 60606
Mailing Address
145 South Wells Ste 1301, Chicago, IL 60606
Phone number
(312) 356-4871
Established
Delaware since 09/13/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
QUINCY WELLS GROUP, LLCOWNER
NEPPEL, JOHN PAULPRESIDENT5008476
FRAME, JONATHANCHIEF COMPLIANCE OFFICER3057547
REYNOLDS, MATTHEW MARKFINOP4077413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUINCY WELLS CAPITAL, LLC

CRD#: 334163Chicago, IL 60606

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