SH
Stephen P. Haskell
GREAT POINT CAPITAL LLC
Chicago, IL 60606
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CRD#: 6864948
SH
Professional summary
Stephen Paul Haskell is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2017. Stephen has worked at 5 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Stephen Paul Haskell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2025 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606BD
CRD#: 114203
Chicago, IL
Past
June 5, 2024 - July 11, 2025
RM SECURITIES, LLC
BD
CRD#: 323671
ROCHESTER, NY
Past
January 21, 2022 - June 3, 2024
FNEX CAPITAL, LLC
BD
CRD#: 166316
Torrance, CA
Past
July 23, 2020 - January 14, 2022
GROWTH CAPITAL SERVICES, INC.
BD
CRD#: 124658
La Jolla, CA
Past
October 6, 2017 - July 28, 2020
WEALTHFORGE SECURITIES, LLC
BD
CRD#: 152550
Richmond, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/25/2025)
RR
Alaska(7/17/2025)
RR
Arizona(7/17/2025)
RR
Arkansas(7/17/2025)
RR
California(7/17/2025)
RR
Colorado(10/30/2025)
RR
Connecticut(7/17/2025)
RR
Delaware(7/25/2025)
RR
District of Columbia(7/28/2025)
RR
Florida(7/17/2025)
RR
Georgia(7/17/2025)
RR
Hawaii(8/21/2025)
RR
Idaho(8/4/2025)
RR
Illinois(7/28/2025)
RR
Indiana(7/17/2025)
RR
Iowa(8/4/2025)
RR
Kansas(7/17/2025)
RR
Kentucky(7/17/2025)
RR
Louisiana(7/17/2025)
RR
Maine(7/17/2025)
RR
Maryland(7/17/2025)
RR
Massachusetts(9/18/2025)
RR
Michigan(7/17/2025)
RR
Minnesota(7/28/2025)
RR
Mississippi(7/17/2025)
RR
Missouri(7/18/2025)
RR
Montana(7/17/2025)
RR
Nebraska(7/17/2025)
RR
Nevada(7/17/2025)
RR
New Hampshire(7/17/2025)
RR
New Jersey(7/17/2025)
RR
New Mexico(7/17/2025)
RR
New York(7/17/2025)
RR
North Carolina(7/17/2025)
RR
North Dakota(7/17/2025)
RR
Ohio(7/17/2025)
RR
Oklahoma(7/17/2025)
RR
Oregon(7/17/2025)
RR
Pennsylvania(7/17/2025)
RR
Rhode Island(7/25/2025)
RR
South Carolina(7/17/2025)
RR
South Dakota(7/25/2025)
RR
Tennessee(7/25/2025)
RR
Texas(7/17/2025)
RR
Utah(7/17/2025)
RR
Vermont(7/17/2025)
RR
Virginia(7/17/2025)
RR
Washington(7/17/2025)
RR
West Virginia(7/17/2025)
RR
Wisconsin(7/24/2025)
RR
Wyoming(7/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GP
GREAT POINT CAPITAL LLC
GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC
CRD#: 114203 / SEC#: , 8-53402
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Mailing Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Phone number
(312) 356-4405
Established
Delaware since 08/17/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
