HH
Heather A. Hughes
TONY WALKER FINANCIAL
Bowling Green, KY 42101
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CRD#: 6864936
HH
Professional summary
Heather Anne Hughes, who also goes by Heather A Upchurch, is a registered financial advisor currently at TONY WALKER FINANCIAL located in Bowling Green, Kentucky.
Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Heather has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Heather A Upchurch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
5/2024 Independent Licensed insurance Agent; Investment Related; Bowling Green, KY; Life Insurance/Annuities
CRS (Client Relationship Summary) - RIA
Click below to view Heather Anne Hughes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2018 - Present
TONY WALKER FINANCIAL
Office #1: 2451 Industrial Drive, Bowling Green, KY 42101RIA
CRD#: 145457
Bowling Green, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TONY WALKER FINANCIAL
DBA TONY WALKER FINANCIAL | WALKER FINANCIAL SERVICES, INC. | WALKER FINANCIAL SERVICES | TONY WALKER FINANCIAL | DBA TONYWALKERFINANCIAL.COM
CRD#: 145457 / SEC#: 801-120466
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)Florida
Registered Investment Advisory firm - (3/12/2021 Terminated)Indiana
Registered Investment Advisory firm - (3/12/2021 Terminated)Kentucky
Registered Investment Advisory firm - (3/12/2021 Terminated)Louisiana
Registered Investment Advisory firm - (3/15/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/11/2021 Terminated)Texas
Registered Investment Advisory firm - (3/12/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(2/1/2018)
IAR
Texas(6/10/2021)
Current Firm
TW
TONY WALKER FINANCIAL
DBA TONY WALKER FINANCIAL | WALKER FINANCIAL SERVICES, INC. | WALKER FINANCIAL SERVICES | TONY WALKER FINANCIAL | DBA TONYWALKERFINANCIAL.COM
CRD#: 145457 / SEC#: 801-120466
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)Florida
Registered Investment Advisory firm - (3/12/2021 Terminated)Indiana
Registered Investment Advisory firm - (3/12/2021 Terminated)Kentucky
Registered Investment Advisory firm - (3/12/2021 Terminated)Louisiana
Registered Investment Advisory firm - (3/15/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/11/2021 Terminated)Texas
Registered Investment Advisory firm - (3/12/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2451 Industrial Drive, Bowling Green, KY 42101
Mailing Address
Phone number
(270) 843-9380
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,711 |
| AUM (Assets Under Management) | $ 312,825,099 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TONY WALKER FINANCIAL
CRD#: 145457Bowling Green, KY 42101TRUST BUT VERIFY
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