Juan C. Santamaria

AUSTIN WEALTH MANAGEMENT

AUSTIN, TX 78756

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CRD#: 6864889

Professional summary

Juan Camilo Santamaria, who also goes by Juan C Santamaria, Juan Camilo Santamaria, Juan Santamaria, is a registered financial advisor currently at AUSTIN WEALTH MANAGEMENT, LLC located in Austin, Texas.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Juan has worked at 7 firms and has passed the Series 66, Series 63, Series 3, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Juan C Santamaria | Juan Camilo Santamaria | Juan Santamaria

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Camilo Santamaria's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2026 - Present

AUSTIN WEALTH MANAGEMENT, LLC

Office #1: 5209 Burnet Road Ste. 210, Austin, TX 78756

RIA

CRD#: 172793

AUSTIN, TX

Past

December 19, 2024 - September 2, 2026

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

AUSTIN, TX

Past

December 19, 2024 - September 2, 2026

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

March 19, 2024 - October 16, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

ARLINGTON, TX

Past

March 18, 2024 - October 16, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

ARLINGTON, TX

Past

March 1, 2022 - January 11, 2023

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

Irving,, TX

Past

March 1, 2022 - January 11, 2023

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Irving,, TX

Past

March 25, 2021 - October 26, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Plano, TX

Past

March 19, 2021 - October 26, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

Plano, TX

Past

March 15, 2019 - November 6, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Westlake, TX

Past

November 14, 2017 - March 4, 2019

TD AMERITRADE, INC.

CRD#: 7870

Southlake, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUSTIN WEALTH MANAGEMENT, LLC

AUSTIN WEALTH MANAGEMENT, LLC | JMH WEALTH MANAGEMENT, LLC

CRD#: 172793 / SEC#: 801-117954

RIA

Registered Investment Advisory firm - (1/13/2020 Approved)

Louisiana

Registered Investment Advisory firm - (1/21/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 12/19/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 11/28/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Status Unavailable

Passed: 7/28/2019

National Commodity Futures Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 11/14/2017

General Securities Representative Examination

Current Firm

AUSTIN WEALTH MANAGEMENT, LLC

AUSTIN WEALTH MANAGEMENT, LLC | JMH WEALTH MANAGEMENT, LLC

CRD#: 172793 / SEC#: 801-117954

RIA

Registered Investment Advisory firm - (1/13/2020 Approved)

Louisiana

Registered Investment Advisory firm - (1/21/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2020 Terminated)

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Contact information

Main Address

5209 Burnet Road Ste. 210, Austin, TX 78756

Mailing Address

Phone number

(512) 467-2000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AWM FORM ADV PART 2A (9/27/2026)

Regulatory assets under management

Total Number of Accounts	3,034
AUM (Assets Under Management)	$ 1,082,954,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Juan C. Santamaria

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Camilo Santamaria's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

AUSTIN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 12/19/2020

Series 63

Passed: 11/28/2017

Series 3

Passed: 7/28/2019

SIE

Passed: 10/1/2018

Series 7

Passed: 11/14/2017

Current Firm

AUSTIN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AUSTIN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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