Juan C. Santamaria

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CRD#: 6864889

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Juan Camilo Santamaria, who also goes by Juan C Santamaria, Juan Camilo Santamaria, Juan Santamaria, was a registered financial professional .

Juan is a previously registered financial professional and started their career in finance in 2017. Juan had worked at 6 firms and has passed the Series 66, Series 63, Series 3, SIE and Series 7 exams.

Aliases

Juan C Santamaria | Juan Camilo Santamaria | Juan Santamaria

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 19, 2024 - September 2, 2026

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

AUSTIN, TX

Past

December 19, 2024 - September 2, 2026

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

March 19, 2024 - October 16, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

ARLINGTON, TX

Past

March 18, 2024 - October 16, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

ARLINGTON, TX

Past

March 1, 2022 - January 11, 2023

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

Irving,, TX

Past

March 1, 2022 - January 11, 2023

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Irving,, TX

Past

March 25, 2021 - October 26, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Plano, TX

Past

March 19, 2021 - October 26, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

Plano, TX

Past

March 15, 2019 - November 6, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Westlake, TX

Past

November 14, 2017 - March 4, 2019

TD AMERITRADE, INC.

CRD#: 7870

Southlake, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 66

Status Unavailable

Passed: 12/19/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 11/28/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Status Unavailable

Passed: 7/28/2019

National Commodity Futures Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 11/14/2017

General Securities Representative Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

PREMIUM

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,359

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (8/20/2026)

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (5/29/2026)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (5/29/2026)

Regulatory assets under management

Total Number of Accounts	192,439
AUM (Assets Under Management)	$ 79,798,091,767

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2025	Cover Page	Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Juan C. Santamaria

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 12/19/2020

Series 63

Passed: 11/28/2017

Series 3

Passed: 7/28/2019

SIE

Passed: 10/1/2018

Series 7

Passed: 11/14/2017

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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