Jack Gloss

LANDAAS & COMPANY

Milwaukee, WI 53202

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CRD#: 6864812

Professional summary

Jack Gloss, who also goes by Jack Samuel Gloss, Jack Gloss, is a registered financial advisor currently at LANDAAS & COMPANY located in Milwaukee, Wisconsin.

Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jack has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Samuel Gloss | Jack Gloss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Gloss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jack Gloss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2024 - Present

LANDAAS & COMPANY

Office #1: 411 E Wisconsin Ave 20th Floor, Milwaukee, WI 53202

RIA

CRD#: 47487

Milwaukee, WI

Current

March 13, 2024 - Present

LANDAAS & COMPANY

Office #1: 411 E. Wisconsin Ave, Milwaukee, WI 53202

RIA

CRD#: 47487

Milwaukee, WI

Past

March 11, 2021 - January 31, 2024

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

Menomonee Falls, WI

Past

March 10, 2021 - January 31, 2024

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

MENOMONEE FALLS, WI

Past

December 10, 2018 - March 16, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

November 1, 2018 - March 16, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

November 15, 2017 - October 23, 2018

TD AMERITRADE, INC.

CRD#: 7870

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LANDAAS & COMPANY

LANDAAS | LANDAAS & COMPANY, LLC | LANDAAS & COMPANY

CRD#: 47487 / SEC#: 801-45055, 8-51826

RIA

Registered Investment Advisory firm - SEC (10/25/1993 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(3/13/2024)

IAR

Wisconsin
(3/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/28/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LANDAAS & COMPANY

LANDAAS | LANDAAS & COMPANY, LLC | LANDAAS & COMPANY

CRD#: 47487 / SEC#: 801-45055, 8-51826

RIA

Registered Investment Advisory firm - SEC (10/25/1993 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

411 E. Wisconsin Ave 20th Floor, Milwaukee, WI 53202

Mailing Address

411 E. Wisconsin Ave, Milwaukee, WI 53202

Phone number

(414) 223-1099

Established

Wisconsin since 07/20/1989

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (23 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

LANDAAS & COMPANY BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
NEESE, LAUREN ELIZABETH	MEMBER	4653462
NEESE, REUBEN	MEMBER	5509932
RWL HOLDINGS, INC.	MEMBER
TETTING, KYLE ARTHUR	PRESIDENT	5579589
LANDAAS, ROBERT WILLIAM	CHAIRMAN AND CEO	818449
SADZEWICZ, GERY JOSEPH	CHIEF COMPLIANCE OFFICER	1090963
SHEA, THOMAS EDWARD	FINOP	2299633

Regulatory assets under management

Total Number of Accounts	4,030
AUM (Assets Under Management)	$ 1,724,224,069

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/24/2025	Cover Page	Report
11/22/2024	Cover Page	Report
10/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack Gloss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Gloss's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jack Gloss's CRS (Customer Relationship Summary).

Certified licenses

Experience

LANDAAS & COMPANY

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TD AMERITRADE, INC.

Primary Firm SEC Registration

LANDAAS & COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2018

Series 63

Date: 11/28/2017

SIE

Date: 10/1/2018

Series 7

Date: 11/15/2017

FINRA

Current Firm

LANDAAS & COMPANY

Contact information

SEC notice filing (23 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LANDAAS & COMPANY

TRUST BUT VERIFY

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