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AS

Amber Schiffert

TARA WEALTH
San Diego, CA
Some features on this profile are disabled
CRD#: 6864671
AS

Professional summary

Amber Schiffert is a registered financial advisor currently at TARA WEALTH located in San Diego, California.

Amber is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Amber has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)NAME:AMBER SCHIFFERT / INV REL:Y / ADDR:1050 KETTNER BLVD, SUITE D, SAN DIEGO, CA 92101 / NATURE:LIFE INSURANCE / POSITION:AGENT / TITLE: INSURANCE AGENT / START: 10/18/2017 / NO HR/MO:20 / NO HR/MO DUR TRADING:1 / DUTIES: INSURANCE SALES (2) NAME: BEFIT MODERN PILATES / INV REL: N / ADDR: 100 PARK PLZ SUITE 165 SAN DIEGO CA 92101 / NATURE: GROUP FITNESS INSTRUCTOR / POSITION: GROUP FITNESS INSTRUCTOR / START DATE: 8/1/2023 / NO HRS/MO: 16 / NO HRS/MO DUR TRADING: 16 / DUTIES: TEACH GROUP FITNESS CLASS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amber Schiffert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 17, 2023 - Present

TARA WEALTH

RIA
CRD#: 328427
San Diego, CA
Past

August 5, 2020 - September 27, 2023

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
LA JOLLA, CA
Past

April 23, 2020 - September 27, 2023

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LA JOLLA, CA
Past

March 26, 2018 - January 16, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/17/2023)
IAR
North Carolina
(11/1/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/27/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/28/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/28/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 3/26/2018
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TW
TARA WEALTH
TARA WEALTH | TARA WEALTH LLC

CRD#: 328427 / SEC#:

California
Registered Investment Advisory firm - (10/17/2023 Approved)
North Carolina
Registered Investment Advisory firm - (10/31/2023 Approved)
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Contact information

Main Address
Durham, NC
Mailing Address
207 W Millbrook Road Suite 210, Raleigh, NC 27609
Phone number
(860) 883-5856
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts132
AUM (Assets Under Management)$ 21,584,666

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TARA WEALTH

CRD#: 328427San Diego, CA

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