Jonathan D. Fish

BTC FINANCIAL MANAGEMENT CO.

Bethany, MO 64424

Some features on this profile are disabled

CRD#: 6864343

Professional summary

Jonathan Douglas Fish is a registered financial advisor currently at BTC FINANCIAL MANAGEMENT CO. located in Bethany, Missouri.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jonathan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Douglas Fish's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2018 - Present

BTC FINANCIAL MANAGEMENT CO.

Office #1: 3606 Miller Street, Bethany, MO 64424

RIA

CRD#: 170305

Bethany, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(8/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/2018

Uniform Investment Adviser Law Examination

Current Firm

BTC FINANCIAL MANAGEMENT CO.

CRD#: 170305 / SEC#:

Iowa

Registered Investment Advisory firm - (9/30/2025 Approved)

Missouri

Registered Investment Advisory firm - (5/1/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3606 Miller Street, Bethany, MO 64424

Mailing Address

Phone number

(660) 425-7285

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	333
AUM (Assets Under Management)	$ 38,546,309

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Matthew Stewart

FORESTVIEW FINANCIAL PARTNERS, LLC

IAR

Delaware, OH

Michael Chadwick

FISCAL WISDOM WEALTH MANAGEMENT LLC

IAR

Canton, CT

Bradley Searles

J.P. MORGAN SECURITIES LLC

NEW YORK, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan D. Fish

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Douglas Fish's CRS (Customer Relationship Summary).

Certified licenses

Experience

BTC FINANCIAL MANAGEMENT CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/2018

Current Firm

BTC FINANCIAL MANAGEMENT CO.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BTC FINANCIAL MANAGEMENT CO.

TRUST BUT VERIFY

Similar Advisors