Edouard N. Mialhe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edouard Nmn Mialhe, who also goes by Edouard Mialhe, was a registered financial professional .
Edouard is a previously registered financial professional and started their career in finance in 2018. Edouard had worked at 2 firms and has passed the SIE, Series 99TO and Series 27 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2022 - December 11, 2023
CARTA SECURITIES, LLC
March 31, 2021 - December 10, 2024
CARTA CAPITAL MARKETS, LLC
June 8, 2018 - March 19, 2021
CARTA SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CARTA SECURITIES, LLC
CRD#: 282086 / SEC#: , 8-69701
Contact information
Documents
Red Flags
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