Adam S. Saleh
Professional summary
Adam Savage Saleh, who also goes by Adam Saleh, is a registered financial professional currently at CBOE TRADING, INC. located in Overland Park, Kansas.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2018. Adam has worked at 4 firms and has passed the Series 63, Series 57TO, Series 3, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Savage Saleh's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2024 - Present
CBOE TRADING, INC.
Office #1: 6800 West 115th Street Suite 260, Overland Park, KS 66211April 14, 2020 - January 18, 2024
CHARLES SCHWAB & CO., INC.
December 18, 2019 - March 4, 2020
FIDELITY BROKERAGE SERVICES LLC
January 4, 2018 - October 11, 2019
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 9/9/2024
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CBOE TRADING, INC.
CRD#: 136734 / SEC#: , 8-67043
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CBOE SERVICES COMPANY | OWNER | |
| CHMIELEWSKI, COLE MICHAEL | PRESIDENT | 5740206 |
| GOODMAN, SYDNEY LINDEN | FINOP | 7092589 |
| ISAACSON, CHRISTOPHER ANDREW | DIRECTOR | 5015729 |
| SEXTON, JOHN PATRICK | SECRETARY | 7152089 |
| UPP, WILLIAM BRYAN | CHIEF COMPLIANCE OFFICER | 2976682 |
| WILKINSON, ALLEN LLOYD | VICE PRESIDENT | 7432624 |
| YEAZEL, TROY CHARLES | DIRECTOR | 5492474 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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