AB
Andrew H. Brignac
MAINSAIL ASSET MANAGEMENT
Birmingham, AL 35233
Some features on this profile are disabled
CRD#: 6863788
AB
Professional summary
Andrew Hagan Brignac Sr., CFP® is a registered financial advisor currently at MAINSAIL ASSET MANAGEMENT, LLC located in Birmingham, Alabama.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Andrew has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Since 1/2017, I have been the sole owner and consultant of Brignac Accounting and Consulting, a non-investment related accounting and bookkeeping firm, located at 630 Wena Ave., Homewood, AL 35209. Duties include accounting and bookkeeping for small business entities. Approximately 10 hours per month is devoted to this entity; 4 of the hours during security trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Hagan Brignac Sr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 11, 2019 - Present
MAINSAIL ASSET MANAGEMENT, LLC
Office #1: 2229 1st Ave. S. Suite 225, Birmingham, AL 35233RIA
CRD#: 128373
Birmingham, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MAINSAIL ASSET MANAGEMENT, LLC
MAINSAIL ASSET MANAGEMENT, LLC
CRD#: 128373 / SEC#: 801-67485
RIA
Registered Investment Advisory firm - (1/12/2007 Approved)Alabama
Registered Investment Advisory firm - (4/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(11/11/2019)
Exams
Current Firm
MA
MAINSAIL ASSET MANAGEMENT, LLC
MAINSAIL ASSET MANAGEMENT, LLC
CRD#: 128373 / SEC#: 801-67485
RIA
Registered Investment Advisory firm - (1/12/2007 Approved)Alabama
Registered Investment Advisory firm - (4/2/2007 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2229 1st Ave. S. Suite 225, Birmingham, AL 35233
Mailing Address
Phone number
(205) 536-7776
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 740 |
| AUM (Assets Under Management) | $ 410,149,620 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MAINSAIL ASSET MANAGEMENT, LLC
CRD#: 128373Birmingham, AL 35233TRUST BUT VERIFY
Monitor Andrew Brignac
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
