Andrew H. Brignac

MAINSAIL ASSET MANAGEMENT

BIRMINGHAM, AL 35233

Some features on this profile are disabled

CRD#: 6863788

Professional summary

Andrew Hagan Brignac Sr., CFP® is a registered financial advisor currently at MAINSAIL ASSET MANAGEMENT, LLC located in Birmingham, Alabama.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Andrew has worked at 1 firm .

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 1/2017, I have been the sole owner and consultant of Brignac Accounting and Consulting, a non-investment related accounting and bookkeeping firm, located at 630 Wena Ave., Homewood, AL 35209. Duties include accounting and bookkeeping for small business entities. Approximately 10 hours per month is devoted to this entity; 4 of the hours during security trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Hagan Brignac Sr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 11, 2019 - Present

MAINSAIL ASSET MANAGEMENT, LLC

Office #1: 2229 1st Ave. S. Suite 225, Birmingham, AL 35233

RIA

CRD#: 128373

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAINSAIL ASSET MANAGEMENT, LLC

CRD#: 128373 / SEC#: 801-67485

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

Alabama

Registered Investment Advisory firm - (4/2/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(11/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MAINSAIL ASSET MANAGEMENT, LLC

CRD#: 128373 / SEC#: 801-67485

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

Alabama

Registered Investment Advisory firm - (4/2/2007 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2229 1st Ave. S. Suite 225, Birmingham, AL 35233

Mailing Address

Phone number

(205) 536-7776

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAINSAIL ASSET MANAGEMENT BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	740
AUM (Assets Under Management)	$ 410,149,620

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ashley Arsena

CLEVELAND WEALTH, LLC

IAR

CLEVELAND, OH

Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

FLORHAM PARK, NJ

Daniel Hoefer

EDWARD JONES

IAR

IRMO, SC

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew H. Brignac

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Hagan Brignac Sr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

MAINSAIL ASSET MANAGEMENT, LLC

Primary Firm SEC Registration

MAINSAIL ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

MAINSAIL ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAINSAIL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors