Richard Jakiel

EVERSTAR ASSET MANAGEMENT

Cornelius, NC

Some features on this profile are disabled

CRD#: 6863595

Professional summary

Richard Jakiel JR., who also goes by Richard Jakiel Jr, Richard Jakiel, is a registered financial advisor currently at EVERSTAR ASSET MANAGEMENT, LLC located in Cornelius, North Carolina.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Richard has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Jakiel Jr | Richard Jakiel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Advanced Wealth Strategies, Investment Related, Insurance Agent - Offers Insurance Products and Services 40% of his time per month as insurance agent. 2. Tennis Teaching Professional,providing private tennis instruction and development strategies. 06/01/2017, CHARLOTTE, NC 5 non bus hrs per week Not investment related 3. QUEEN CITY LEAGUE, CHARLOTTE, NC, 10/2019. CHAIRMAN OF THE BOARD, NETWORKING, COMMUNITY ENGAGEMENT, AND VOLUNTEERING. NIR-2/WK-0/TRADING. 4. KIWANIS UPTOWN, CHARLOTTE, NC, 10/2019. VP OF SPECIAL EVENTS, FACILITATING PROMOTION OF CHAPTERS SPECIAL EVENTS. NIR-2/MO-0/TRADING. 5. Franciscan Terrace HOA Board Member, Franciscan Terrace Homeowners Association, LTD 300 McGill Avenue, NW Suite 100 Concord, NC 28027 Board Member 2 hours per month Non investment Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Jakiel JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2023 - Present

EVERSTAR ASSET MANAGEMENT, LLC

RIA

CRD#: 313334

Cornelius, NC

Past

March 24, 2020 - July 24, 2023

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Charlotte, NC

Past

July 24, 2018 - March 24, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

char, NC

Past

July 24, 2018 - March 24, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Charlotte, NC

Past

January 24, 2018 - July 31, 2018

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

CHARLOTTE, NC

Past

January 9, 2018 - July 31, 2018

PARK AVENUE SECURITIES LLC

CRD#: 46173

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERSTAR ASSET MANAGEMENT, LLC

CRD#: 313334 / SEC#: 801-128838

RIA

Registered Investment Advisory firm - (10/6/2023 Approved)

Iowa

Registered Investment Advisory firm - (10/19/2023 Terminated)

Ohio

Registered Investment Advisory firm - (10/19/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/29/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/9/2018

General Securities Representative Examination

Current Firm

EVERSTAR ASSET MANAGEMENT, LLC

CRD#: 313334 / SEC#: 801-128838

RIA

Registered Investment Advisory firm - (10/6/2023 Approved)

Iowa

Registered Investment Advisory firm - (10/19/2023 Terminated)

Ohio

Registered Investment Advisory firm - (10/19/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

108 Gateway Blvd. Suite 204, Mooresville, NC 28117

Mailing Address

Phone number

(440) 376-1629

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVERSTAR ASSET MANAGEMENT, LLC - ADV PART 2A BROCHURE (7/11/2025)

Regulatory assets under management

Total Number of Accounts	1,091
AUM (Assets Under Management)	$ 311,456,457

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard Jakiel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Jakiel JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHASTAR CAPITAL MANAGEMENT

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

EVERSTAR ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/29/2017

SIE

Date: 10/1/2018

Series 7

Date: 1/9/2018

Current Firm

EVERSTAR ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EVERSTAR ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors