MS
Margot A. Stotler
PINNACLE INVESTMENTS
Auburn, NY 13021
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CRD#: 6863415
MS
Professional summary
Margot Agnes Stotler, who also goes by Margot Agnes Ferro, Margot Ferro Stotler, is a registered financial advisor currently at PINNACLE INVESTMENTS, LLC located in Auburn, New York.
Margot is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Margot has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Margot Agnes Ferro | Margot Ferro Stotler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Notary Public, non investment related, perform notary services, Notary Public, 08/29/2022, Less than one hour spent per month, less than one hour spent during trading hours MKT132 LLC,Is Not Investment Related, AUBURN, NY, 13021, United States", REAL ESTATE, MEMBER, 3/8/2025, 4 hours per month, 0 hours per month during trading hours, MEMBER OWNER OF PROPERTY. WILL MAINTAIN AND COLLECT RENT IN FUTURE.
CRS (Client Relationship Summary) - RIA
Click below to view Margot Agnes Stotler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Margot Agnes Stotler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2021 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 110 Genesee Street Ste 120, Auburn, NY 13021RIA
BD
CRD#: 142910
Auburn, NY
Current
January 1, 2020 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 110 Genesee Street Ste 120, Auburn, NY 13021RIA
BD
CRD#: 142910
Auburn, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/15/2023)
RR
Arizona(2/15/2023)
RR
California(2/15/2023)
IAR
California(2/15/2023)
RR
Colorado(8/14/2025)
RR
Connecticut(3/8/2023)
RR
Delaware(9/22/2025)
RR
District of Columbia(12/2/2024)
IAR
District of Columbia(4/10/2025)
RR
Florida(2/15/2023)
IAR
Florida(2/16/2023)
RR
Georgia(2/15/2023)
IAR
Georgia(2/16/2023)
RR
Hawaii(2/15/2023)
IAR
Hawaii(12/13/2023)
RR
Illinois(10/24/2024)
RR
Indiana(1/25/2024)
RR
Louisiana(2/15/2023)
RR
Maryland(7/22/2025)
IAR
Maryland(7/29/2025)
RR
Massachusetts(2/15/2023)
RR
Michigan(2/15/2023)
RR
Nevada(2/15/2023)
RR
New Hampshire(3/25/2025)
RR
New Jersey(2/15/2023)
RR
New York(3/22/2021)
IAR
New York(3/22/2021)
RR
North Carolina(2/15/2023)
IAR
North Carolina(2/15/2023)
RR
North Dakota(2/15/2023)
IAR
North Dakota(12/19/2023)
RR
Ohio(2/15/2023)
IAR
Ohio(2/15/2023)
RR
Oregon(2/15/2023)
RR
Pennsylvania(3/22/2021)
IAR
Pennsylvania(3/22/2021)
RR
South Carolina(2/15/2023)
RR
South Dakota(2/15/2023)
RR
Tennessee(6/3/2025)
RR
Texas(2/15/2023)
RR
Virginia(2/15/2023)
RR
Washington(2/15/2023)
RR
West Virginia(2/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/30/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Mailing Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Phone number
(315) 251-1101
Established
New York since 08/04/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
60
SEC notice filing (41 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,860 |
| AUM (Assets Under Management) | $ 1,056,507,711 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 12/23/2024 | ||
| 03/27/2024 | ||
| 03/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PINNACLE INVESTMENTS, LLC
CRD#: 142910Auburn, NY 13021TRUST BUT VERIFY
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