AM
Andrew D. Morgan
TAYLOR & MORGAN ASSET MANAGEMENT
Troy, MI 48083
Some features on this profile are disabled
CRD#: 6863390
AM
Professional summary
Andrew Daniel Morgan is a registered financial advisor currently at TAYLOR & MORGAN ASSET MANAGEMENT, LLC located in Troy, Michigan.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Andrew has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Consultant; Taylor & Morgan, CPA; investment related: No; Location: 2302 Stonebridge Dr Bldg D Flint MI 48083 USA; Description of the business: Accounting firm performing tax, audit, and consulting services.; Responsibilities Duties: I consult on tax and business transactions for clients completing or contemplating a transaction.; Start date with business: 2022-09-30; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 0; Consultant; Taylor Capital, LLC; investment related: Yes; Location: 2302 Stonebridge Dr Bldg D Flint MI 48532 USA; Responsibilities Duties: Responsible for investment analysis, financial reporting, and other real estate related items. ; Start date with business: 2022-09-30; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 30; Percentage of total yearly compensation expected to be derived from the business: 30;
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Daniel Morgan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2020 - Present
TAYLOR & MORGAN ASSET MANAGEMENT, LLC
Office #1: 3150 Livernois Rd. Suite 175, Troy, MI 48083RIA
CRD#: 156177
Troy, MI
Past
November 27, 2017 - January 23, 2020
PLANTE MORAN FINANCIAL ADVISORS
RIA
CRD#: 112158
Grand Rapids, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
T&
TAYLOR & MORGAN ASSET MANAGEMENT, LLC
TAYLOR & MORGAN ASSET MANAGEMENT | TM ADVISORS | TAYLOR & MORGAN WEALTH MANAGEMENT, LLC | TAYLOR & MORGAN QUAYLE FINANCIAL, LLC | TAYLOR & MORGAN ASSET MANAGEMENT, LLC
CRD#: 156177 / SEC#: 801-113195
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Michigan
Registered Investment Advisory firm - (5/16/2018 Terminated)North Carolina
Registered Investment Advisory firm - (5/16/2018 Terminated)Ohio
Registered Investment Advisory firm - (5/14/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(2/7/2020)
IAR
North Carolina(1/11/2021)
Current Firm
T&
TAYLOR & MORGAN ASSET MANAGEMENT, LLC
TAYLOR & MORGAN ASSET MANAGEMENT | TM ADVISORS | TAYLOR & MORGAN WEALTH MANAGEMENT, LLC | TAYLOR & MORGAN QUAYLE FINANCIAL, LLC | TAYLOR & MORGAN ASSET MANAGEMENT, LLC
CRD#: 156177 / SEC#: 801-113195
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Michigan
Registered Investment Advisory firm - (5/16/2018 Terminated)North Carolina
Registered Investment Advisory firm - (5/16/2018 Terminated)Ohio
Registered Investment Advisory firm - (5/14/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3150 Livernois Rd. Suite 175, Troy, MI 48083
Mailing Address
Phone number
(248) 688-9399
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 995 |
| AUM (Assets Under Management) | $ 326,999,538 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
