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GS

Gabrielle K. Stapleton

ARROYO INVESTMENT GROUP
Pasadena, CA 91105
Some features on this profile are disabled
CRD#: 6862824
GS

Professional summary


Gabrielle Kristina Stapleton, CFP®, who also goes by Gabi Kristina Hindson, Gabrielle Kristina Hindson, is a registered financial advisor currently at ARROYO INVESTMENT GROUP, LLC located in Pasadena, California and CAPITAL RESEARCH & CONSULTING LLC located in Scottsdale, Arizona.

Gabrielle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Gabrielle has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Gabi Kristina Hindson | Gabrielle Kristina Hindson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Gabrielle Kristina Stapleton's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2020

Experience


Current

July 23, 2019 - Present

ARROYO INVESTMENT GROUP, LLC

Office #1: 15 S. Raymond Avenue Suite 200, Pasadena, CA 91105
RIA
CRD#: 130243
Pasadena, CA
Current

July 23, 2019 - Present

CAPITAL RESEARCH & CONSULTING LLC

RIA
CRD#: 109868
Scottsdale, AZ
Past

December 4, 2017 - July 22, 2019

CAPITAL RESEARCH & CONSULTING LLC

RIA
CRD#: 109868
Bakersfield, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
CAPITAL RESEARCH & CONSULTING LLC
CAPITAL RESEARCH & CONSULTING LLC | CAPITAL RESEARCH BROKERAGE SERVICES, LLC

CRD#: 109868 / SEC#: 801-56356

RIA
Registered Investment Advisory firm - (3/23/1999 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/23/2019)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/4/2017
Uniform Investment Adviser Law Examination

Current Firm


CR
CAPITAL RESEARCH & CONSULTING LLC
CAPITAL RESEARCH & CONSULTING LLC | CAPITAL RESEARCH BROKERAGE SERVICES, LLC

CRD#: 109868 / SEC#: 801-56356

RIA
Registered Investment Advisory firm - (3/23/1999 Approved)
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Contact information


Main Address
15 S. Raymond Avenue Suite 200, Pasadena, CA 91105
Mailing Address
Phone number
(626) 844-1440
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (4 States and Territories)


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Documents


Latest Form ADV

Part 2 Brochures

CRC NARRATIVE ADV PART 2 031725 (3/17/2025)

Regulatory assets under management


Total Number of Accounts64
AUM (Assets Under Management)$ 6,068,217,582

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPITAL RESEARCH & CONSULTING LLC

CRD#: 109868Pasadena, CA 91105

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