Jeffery Holmes

INVESTREAM

Gwynn Oak, MD

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CRD#: 6862286

Professional summary

Jeffery Holmes, who also goes by Jeffery Arthur Holmes, Jeffery Holmes, is a registered financial advisor currently at INVESTREAM located in Gwynn Oak, Maryland.

Jeffery is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jeffery has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffery Arthur Holmes | Jeffery Holmes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Holmes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2023 - Present

INVESTREAM

RIA

CRD#: 324008

Gwynn Oak, MD

Past

October 24, 2019 - May 11, 2023

MORGAN STANLEY

RIA

CRD#: 149777

BALTIMORE, MD

Past

October 24, 2019 - May 11, 2023

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

February 22, 2018 - November 13, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HUNT VALLEY, MD

Past

December 19, 2017 - November 13, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HUNT VALLEY, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/21/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2017

General Securities Representative Examination

Current Firm

INVESTREAM

INVESTREAM | INVESTREAM ADVISORY

CRD#: 324008 / SEC#:

Maryland

Registered Investment Advisory firm - (4/19/2023 Approved)

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Contact information

Main Address

Gwynn Oak, MD

Mailing Address

Phone number

(240) 889-1636

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 12,533

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffery Holmes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Holmes's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTREAM

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/21/2018

SIE

Date: 10/1/2018

Series 7

Date: 12/19/2017

Current Firm

INVESTREAM

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVESTREAM

TRUST BUT VERIFY

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