William J. Kimball
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jon Kimball was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2017. William had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2024 - October 29, 2024
STRATEGY ASSET MANAGERS L.L.C.
March 20, 2019 - March 28, 2024
DYNAMIC
September 22, 2017 - May 21, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Primary Firm SEC Registration
STRATEGY ASSET MANAGERS L.L.C.
CRD#: 109939 / SEC#: 801-60049
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGY ASSET MANAGERS L.L.C.
CRD#: 109939 / SEC#: 801-60049
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,099 |
| AUM (Assets Under Management) | $ 741,546,605 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
