Annick N. Rodarte

WEALTH GUARDIAN ADVISORY, PLLC

Gilbert, AZ 85233

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CRD#: 6861254

Professional summary

Annick N Rodarte, who also goes by Annick N Haske, is a registered financial advisor currently at WEALTH GUARDIAN ADVISORY, PLLC located in Gilbert, Arizona.

Annick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Annick has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Annick N Haske

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wealth Guardian Group; Non-Investment related; Employee; Services provided include Insurance Sales and Service, Tax & Accounting, and Legal Document Preparation. Employment commenced on 02/2013 and utilizes approximately 50% of trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Annick N Rodarte's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2017 - Present

WEALTH GUARDIAN ADVISORY, PLLC

Office #1: 1757 E Baseline Road Suite 118, Gilbert, AZ 85233

RIA

CRD#: 153483

Gilbert, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/2017

Uniform Investment Adviser Law Examination

Current Firm

WEALTH GUARDIAN ADVISORY, PLLC

WEALTH GUARDIAN ADVISORY, PLLC | WEALTH GUARDIAN GROUP, PLLC

CRD#: 153483 / SEC#:

Arizona

Registered Investment Advisory firm - (4/29/2010 Approved)

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Contact information

Main Address

1757 E Baseline Road Suite 118, Gilbert, AZ 85233

Mailing Address

Phone number

(480) 987-9951

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	76
AUM (Assets Under Management)	$ 16,242,239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Annick N. Rodarte

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Annick N Rodarte's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH GUARDIAN ADVISORY, PLLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/2017

Current Firm

WEALTH GUARDIAN ADVISORY, PLLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH GUARDIAN ADVISORY, PLLC

TRUST BUT VERIFY

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