Bruce A. Martin
Professional summary
Bruce Andrew Martin is a registered financial professional currently at M1 FINANCE LLC located in Chicago, Illinois.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 2018. Bruce has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Andrew Martin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2023 - Present
M1 FINANCE LLC
Office #1: 200 N Lasalle Street, Suite 810, Chicago, IL 60601April 10, 2019 - August 8, 2023
ROBINHOOD SECURITIES, LLC
August 17, 2018 - January 27, 2022
ROBINHOOD FINANCIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2023)
(8/17/2023)
Exams
Series 57TO
Date: 6/21/2021
Securities Trader ExamFINRA
Current Firm
M1 FINANCE LLC
CRD#: 281242 / SEC#: , 8-69670
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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