Austin M. Hubbard

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CRD#: 6860838

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Austin Micah Hubbard, CFP®, who also goes by Austin Hubbard, was a registered financial professional .

Austin is a previously registered financial professional and started their career in finance in 2017. Austin had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Austin Hubbard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

August 15, 2022 - March 9, 2023

VERUS FINANCIAL PARTNERS

RIA

CRD#: 106744

RICHMOND, VA

Past

June 26, 2019 - July 18, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MIDLOTHIAN, VA

Past

June 26, 2019 - July 18, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MIDLOTHIAN, VA

Past

April 20, 2018 - May 8, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

GLEN ALLEN, VA

Past

April 20, 2018 - May 8, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

GLEN ALLEN, VA

Past

January 4, 2018 - April 19, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RICHMOND, VA

Past

November 21, 2017 - April 19, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERUS FINANCIAL PARTNERS

INVESTMENT CONSULTANTS & MANAGEMENT CO OF VIRGINIA | VERUS FINANCIAL PARTNERS, INC. | VERUS FINANCIAL PARTNERS | KUEHL SHEPHERD KOZLOWSKI & ASSOCIATES, INC.

CRD#: 106744 / SEC#: 801-41983

RIA

Registered Investment Advisory firm - (7/1/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/29/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2017

General Securities Representative Examination

Current Firm

VERUS FINANCIAL PARTNERS

INVESTMENT CONSULTANTS & MANAGEMENT CO OF VIRGINIA | VERUS FINANCIAL PARTNERS, INC. | VERUS FINANCIAL PARTNERS | KUEHL SHEPHERD KOZLOWSKI & ASSOCIATES, INC.

CRD#: 106744 / SEC#: 801-41983

RIA

Registered Investment Advisory firm - (7/1/1992 Approved)

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Contact information

Main Address

9030 Stony Point Parkway Suite 160, Richmond, VA 23235

Mailing Address

Phone number

(804) 592-3465

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (9/30/2025)

Regulatory assets under management

Total Number of Accounts	1,907
AUM (Assets Under Management)	$ 1,004,534,117

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Austin M. Hubbard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

VERUS FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/29/2017

SIE

Date: 10/1/2018

Series 7

Date: 11/21/2017

Current Firm

VERUS FINANCIAL PARTNERS

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VERUS FINANCIAL PARTNERS

TRUST BUT VERIFY

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