Kelly J. Moore

WPCG ADVISORY

NEW YORK, NY 10014

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CRD#: 6860476

Professional summary

Kelly Jean Moore is a registered financial advisor currently at WPCG ADVISORY, LLC located in New York, New York.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kelly has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wealth Partners Capital Group; not investment-related; 525 South Flagler Drive, Suite 300, West Palm Beach, FL 33401; M&A Integration; Director of Partner Services; started 02/2025; approximately 270 hours per month, 195 during securities trading hours; coordinate M&A transaction processes and oversee due diligence processes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Jean Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2025 - Present

WPCG ADVISORY, LLC

Office #1: 180 Varick Street Suite 1128, New York, NY 10014

RIA

CRD#: 336581

NEW YORK, NY

Past

July 2, 2024 - January 17, 2025

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

SAN MATEO, CA

Past

November 27, 2019 - January 17, 2025

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106629

BOSTON, MA

Past

October 27, 2017 - July 2, 2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

Boston, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/25/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/27/2017

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/9/2022

General Securities Principal Examination

Current Firm

WPCG ADVISORY, LLC

CRD#: 336581 / SEC#:

New York

Registered Investment Advisory firm - (7/18/2025 Approved)

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Contact information

Main Address

180 Varick Street Suite 1128, New York, NY 10014

Mailing Address

Phone number

(561) 567-8160

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kelly J. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Jean Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANKLIN DISTRIBUTORS, LLC

PUTNAM INVESTMENT MANAGEMENT, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2019

Series 63

Date: 12/11/2017

SIE

Date: 10/1/2018

Series 7

Date: 6/25/2018

Series 6

Date: 10/27/2017

Series 24

Date: 2/9/2022

Current Firm

WPCG ADVISORY, LLC

Contact information

Documents

Red Flags

Company Information

WPCG ADVISORY, LLC

TRUST BUT VERIFY

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