Juan H. Liang
Professional summary
Juan Hua Liang, who also goes by Joyce Liang, Juanhua Liang, is a registered financial professional currently at NI ADVISORS located in Daly City, California.
Juan is registered as a RR (Registered Representative) and started their career in finance in 2017. Juan has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Juan Hua Liang's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2017 - Present
NI ADVISORS
Office #1: 333 Gellert Blvd., Suite 228, Daly City, CA 94015State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2017)
Exams
FINRA
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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