Jennifer M. Mccoy

Some features on this profile are disabled

CRD#: 6860022

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer Marie Mccoy, CFP® was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 2017. Jennifer had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(dba) EVERENCE; Investment Related; 2160 Lincoln Hwy East, Suite 12, Lancaster, PA 17602; Financial Planner; Start Date 06/2017; 160 hours per month; As an employee of Everence, I provide investment and financial planning services through Everence Trust Company, a federally chartered savings bank, insurance (med-supp, fixed annuities, life insurance, long-term care insurance) and charitable planning services through Everence Foundation. Products and services offered through Everence Trust Company and other Everence entities are independent of and are not guaranteed or endorsed by Concourse Financial Group or its affiliates. >> POA; Investment Related; Lancaster, PA 17602; Other; POA; Start Date 07/2023; No hours per month; In the event that my parents are unable to make financial decisions for themselves, I am authorized to act on their behalf as Power of Attorney (POA). >> EXECUTOR; Non-Investment Related; Elizabethtown, PA; Other; Executor; Start Date 03/2024; No hours per month; Executor of my father's estate. >> EXECUTOR; Non-Investment Related; Elizabethtown, PA; Other; Executor; Start Date 03/2024; No hours per month; Executor of my mother's estate.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/3/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708 / SEC#: 801-56010, 8-32590

Terminated by SEC on 08/24/2025

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2801 Highway 280 South, Birmingham, AL 35223

Mailing Address

P.o. Box 518, Birmingham, AL 35201-0518

Phone number

(800) 288-3035

Established

Alabama since 07/11/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

885

FINRA licenses (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

CONCOURSE FINANCIAL GROUP SECURITIES ADV PART 2 BROCHURE 2024 (3/26/2024)

Direct owners and executive officers

Name	Position	CRD#
PROTECTIVE LIFE CORPORATION	PARENT
MCCRELESS, KEVIN LUCIUS	CHIEF COMPLIANCE OFFICER	5180100

Regulatory assets under management

Total Number of Accounts	20,957
AUM (Assets Under Management)	$ 4,373,015,542

Disclosures

Regulatory Event	64
Arbitration	5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jennifer M. Mccoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

EVERENCE TRUST COMPANY

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2018

Series 63

Date: 12/12/2017

SIE

Date: 10/1/2018

Series 6

Date: 10/3/2017

Current Firm

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Contact information

FINRA licenses (2 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors