James B. Metzger

FARNSLEY ADVISORS

Louisville, KY 40207

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CRD#: 6859303

Professional summary

James Borchard Metzger is a registered financial advisor currently at FARNSLEY ADVISORS located in Louisville, Kentucky.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. James has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Russata Stables: 1722 WINDSOR PL, LOUISVILLE, KY 40204. James is a member of this company, which owns thoroughbred race horses. He devotes a couple of hours a month to this company and is not compensated.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Borchard Metzger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2017 - Present

FARNSLEY ADVISORS

Office #1: 4360 Brownsboro Rd Suite 104, Louisville, KY 40207

RIA

CRD#: 288491

Louisville, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(12/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2017

Uniform Investment Adviser Law Examination

Current Firm

FARNSLEY ADVISORS

BAHE FARNSLEY ADVISORS | FARNSLEY ADVISORS | C. FARNSLEY, LLC | BAHE FARNSLEY, LLC

CRD#: 288491 / SEC#:

Indiana

Registered Investment Advisory firm - (10/5/2021 Approved)

Kentucky

Registered Investment Advisory firm - (8/17/2017 Approved)

Louisiana

Registered Investment Advisory firm - (5/1/2023 Approved)

Ohio

Registered Investment Advisory firm - (3/6/2021 Approved)

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Contact information

Main Address

4360 Brownsboro Rd Suite 104, Louisville, KY 40207

Mailing Address

Phone number

(502) 627-0918

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	519
AUM (Assets Under Management)	$ 80,252,698

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Metzger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Borchard Metzger's CRS (Customer Relationship Summary).

Certified licenses

Experience

FARNSLEY ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2017

Current Firm

FARNSLEY ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FARNSLEY ADVISORS

TRUST BUT VERIFY

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