Emma E. Thompson
Professional summary
Emma E Thompson, who also goes by Emma Elise Thompson, is a registered financial professional currently at COUNTRY CAPITAL MANAGEMENT COMPANY located in Fergus Falls, Minnesota.
Emma is registered as a RR (Registered Representative) and started their career in finance in 2018. Emma has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Emma E Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2025 - Present
COUNTRY CAPITAL MANAGEMENT COMPANY
Office #1: 119 N Union Ave, Fergus Falls, MN 56537June 22, 2020 - December 2, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 19, 2020 - December 2, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 13, 2019 - May 13, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
September 24, 2018 - May 13, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2025)
(4/6/2026)
Exams
FINRA
Current Firm
COUNTRY CAPITAL MANAGEMENT COMPANY
CRD#: 12060 / SEC#: , 8-12645
Contact information
FINRA licenses (31 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRY LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BULL, DAVID B | PRINCIPAL OPERATIONS OFFICER | 5287948 |
| DARMSTAEDTER, GEOFFREY FREDERICK | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 5709185 |
| DODDS, ALAN KEITH | VICE PRESIDENT - FINANCE & TREASURER | 5660784 |
| DUNCAN, BRIAN KEITH | CHAIRMAN OF THE BOARD & DIRECTOR | 6904912 |
| ELLERMAN, DOUGLAS JOSEPH | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6096851 |
| FLETCHER, JEREMIAH DEAN | CHIEF INFORMATION SECURITY OFFICER | 6970583 |
| FRERICHS, TROY MITCHELL | CEO, EXECUTIVE REPRESENTATIVE | 4133454 |
| GREEN, DENNIS WAYNE | DIRECTOR | 6904908 |
| HARRIS, TIMOTHY JOHN | EXECUTIVE VICE PRESIDENT OF AGENCY | 3155020 |
| MEISS, DAVID LEE | DIRECTOR | 6904884 |
| SCHUTZ, CHAD KENNETH | DIRECTOR | 6904905 |
| VANCE, JENNIFER LYNN | GENERAL COUNSEL, SECRETARY & CHIEF LEGAL OFFICER | 7040592 |
Red Flags
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