Wesley L. Lindquist

ELITEOME ADVISORS

Ellicott City, MD 21043

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CRD#: 6858756

Professional summary

Wesley Lee Lindquist is a registered financial advisor currently at ELITE INCOME ADVISORS, INC. located in Ellicott City, Maryland.

Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Wesley has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RETIREMENT PLANNING SERVICES, INC; INSURANCE SALES & SERVICE; NON-INVESTMENT-RELATED; 50 PER MONTH SPENT ON THIS ACTIVITY. 2. INVESTMENT EDUCATIONAL SERVICES; EDUCATIONAL BUSINESS; 2550 KENSINGTON GARDENS, SUITE 307, ELLICOTT CITY, MD 21043; EDUCATIONAL BUSINESS; OWNER; EDUCATOR; 12/17/2024; 8 HOURS PER MONTH SPENT ON THIS ACTIVITY; 2 HOURS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Lee Lindquist's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2025 - Present

ELITE INCOME ADVISORS, INC.

Office #1: 6011 University Boulevard Suite # 350, Ellicott City, MD 21043

RIA

CRD#: 285429

Ellicott City, MD

Past

November 14, 2024 - December 16, 2024

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

COCKEYSVILLE, MD

Past

November 14, 2024 - December 16, 2024

LPL ENTERPRISE, LLC

CRD#: 8733

COCKEYSVILLE, MD

Past

August 2, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

North Bethesda, MD

Past

August 2, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

North Bethesda, MD

Past

October 9, 2018 - August 3, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Marriottsville, MD

Past

February 28, 2018 - August 3, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Marriottsville, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELITE INCOME ADVISORS, INC.

CRD#: 285429 / SEC#: 801-132873

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

Delaware

Registered Investment Advisory firm - (6/10/2025 Terminated)

Florida

Registered Investment Advisory firm - (6/4/2025 Terminated)

Maryland

Registered Investment Advisory firm - (7/2/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (6/13/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/6/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (6/4/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/4/2025 Terminated)

Virginia

Registered Investment Advisory firm - (6/5/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/8/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/7/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/28/2018

General Securities Representative Examination

Current Firm

ELITE INCOME ADVISORS, INC.

CRD#: 285429 / SEC#: 801-132873

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

Delaware

Registered Investment Advisory firm - (6/10/2025 Terminated)

Florida

Registered Investment Advisory firm - (6/4/2025 Terminated)

Maryland

Registered Investment Advisory firm - (7/2/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (6/13/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/6/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (6/4/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/4/2025 Terminated)

Virginia

Registered Investment Advisory firm - (6/5/2025 Terminated)

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Contact information

Main Address

6011 University Boulevard Suite # 350, Ellicott City, MD 21043

Mailing Address

Phone number

(443) 274-3002

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (4/28/2025)

Regulatory assets under management

Total Number of Accounts	1,100
AUM (Assets Under Management)	$ 150,103,195

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Wesley L. Lindquist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Lee Lindquist's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

ELITE INCOME ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/8/2018

Series 63

Date: 4/7/2018

SIE

Date: 10/1/2018

Series 7

Date: 2/28/2018

Current Firm

ELITE INCOME ADVISORS, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELITE INCOME ADVISORS, INC.

TRUST BUT VERIFY

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