Kevin M. Sanford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin M Sanford, who also goes by Kevin Sanford, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2018. Kevin had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2019 - October 4, 2019
M STEVENS WEALTH ADVISORS, LLC
July 14, 2018 - October 4, 2019
KINGSWOOD CAPITAL PARTNERS, LLC
March 27, 2018 - August 1, 2018
ACCELERATED CAPITAL GROUP
State Registrations and Notice Filings
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Exams
Current Firm
M STEVENS WEALTH ADVISORS, LLC
CRD#: 291482 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 7,282,831 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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