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RC

Rachel A. Crisafulli

FENIMORE SECURITIES
Cobleskill, NY 12043
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CRD#: 6858076
RC

Professional summary


Rachel Ann Crisafulli, who also goes by Rachel Ann Amyot, Rachel Crisafulli, is a registered financial professional currently at FENIMORE SECURITIES, INC. located in Cobleskill, New York.

Rachel is registered as a RR (Registered Representative) and started their career in finance in 2017. Rachel has worked at 1 firm and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Rachel Ann Amyot | Rachel Crisafulli

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Rachel Ann Crisafulli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 12, 2017 - Present

FENIMORE SECURITIES, INC.

Office #1: 384 North Grand Street P. O. Box 399, Cobleskill, NY 12043Office #2: 384 North Grand Street-box 399, Cobleskill, NY 12043Office #3: 142 Wolf Road, Albany, NY 12205
BD
CRD#: 104391
Cobleskill, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FS
FENIMORE SECURITIES, INC.
FENIMORE SECURITIES, INC.

CRD#: 104391 / SEC#: , 8-52854

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
384 North Grand Street-box 399, Cobleskill, NY 12043
Mailing Address
384 North Grand Street - Box 399, Cobleskill, NY 12043
Phone number
(518) 234-7400
Established
New York since 05/26/2000
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PUTNAM, THOMAS OLIVERCHAIRMAN2347052
BALBOA, MICHAEL FRANKSECRETARY / TREASURER / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER6635684
SNYDER, CHRISTIANPRESIDENT6955532
VOOS, VIRGINIA LAWRENCECHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER4576740

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FENIMORE SECURITIES, INC.

CRD#: 104391Cobleskill, NY 12043

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