Mitchell Fidler

HELPING HAND FINANCIAL

Greenwood, IN 46142

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CRD#: 6858058

Professional summary

Mitchell Fidler is a registered financial advisor currently at HELPING HAND FINANCIAL, LLC located in Greenwood, Indiana.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Mitchell has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RELIANT INSURANCE GROUP, LLC; INVESTMENT RELATED; OWNER/INSURANCE AGENT; SINCE 10/2017; SPENDS 40 HOURS PER MONTH; SELLS LIFE, HEALTH, ANNUITIES. RELIANT ASSURANCE BROKERAGE, LLC; INVESTMENT RELATED; OWNER/INSURANCE AGENT; SPENDS 40 HOURS PER MONTH; SELLS PROPERTY & CASUALTY INSURANCE. FIDLER HOLDINGS, LLC; NON-INVESTMENT RELATED; MANAGING MEMBER; SINCE 07/2020; 5 HOURS A MONTH; HOLDING COMPANY THAT OWNS THE RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Fidler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2020 - Present

HELPING HAND FINANCIAL, LLC

Office #1: 3209 Smith Valley Road Suite 123, Greenwood, IN 46142

RIA

CRD#: 307692

Greenwood, IN

Past

September 28, 2018 - February 4, 2020

HORACE MANN INVESTORS, INC.

CRD#: 11643

Carmel, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/13/2020)

IAR

Indiana
(8/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/12/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/28/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HELPING HAND FINANCIAL, LLC

CRD#: 307692 / SEC#:

Colorado

Registered Investment Advisory firm - (11/13/2020 Approved)

Indiana

Registered Investment Advisory firm - (8/12/2020 Approved)

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Contact information

Main Address

3209 Smith Valley Road Suite 123, Greenwood, IN 46142

Mailing Address

7887 E. Bellview Ave Suite #1100, Greenwood Village, CO 80111

Phone number

(800) 561-0453

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 2,341,078

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mitchell Fidler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Fidler's CRS (Customer Relationship Summary).

Certified licenses

Experience

HELPING HAND FINANCIAL, LLC

HORACE MANN INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2019

Series 63

Date: 10/12/2018

SIE

Date: 10/1/2018

Series 6

Date: 9/28/2018

Current Firm

HELPING HAND FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HELPING HAND FINANCIAL, LLC

TRUST BUT VERIFY

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