Alexander J. Bencivenne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Joseph Bencivenne, who also goes by Alexander Bencivenne, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2017. Alexander had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2025 - July 22, 2025
COMMONWEALTH FINANCIAL NETWORK
April 28, 2025 - July 22, 2025
COMMONWEALTH FINANCIAL NETWORK
June 29, 2023 - April 24, 2025
CETERA INVESTMENT ADVISERS LLC
February 1, 2018 - June 29, 2023
CETERA WEALTH SERVICES, LLC
January 2, 2018 - April 24, 2025
CETERA WEALTH SERVICES, LLC
October 25, 2017 - December 31, 2017
CETERA WEALTH SERVICES, LLC
Primary Firm SEC Registration
COMMONWEALTH FINANCIAL NETWORK
CRD#: 8032 / SEC#: 801-41541, 8-24040
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMMONWEALTH FINANCIAL NETWORK
CRD#: 8032 / SEC#: 801-41541, 8-24040
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1979 HOLDING COMPANY, LLC | MANAGING MEMBER | |
| BLOOM, WAYNE MICHAEL | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | 2014352 |
| BOHS, JONATHAN CHRISTIAAN | MANAGING PRINCIPAL, OPERATIONS | 2308915 |
| CLEASBY, JONATHAN C. | CHIEF FINANCIAL OFFICER | 5777356 |
| HO, PEGGY LYNN | GENERAL COUNSEL, SENIOR VICE PRESIDENT | 5401546 |
| HORAN-ADAMS, KIRBY LEPAK | MANAGER | 5097259 |
| KLOMAN, CHRISTOPHER ANTHONY TRAPNELL | CHIEF OPERATIONS OFFICER, PRESIDENT | 4896179 |
| MCMILLAN, WILLIAM BRADFORD | MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER | |
| MOLINARI, ROBERT ERIC | RIA CHIEF COMPLIANCE OFFICER | 2788698 |
| MORRISON, STEVEN PHILIP | MANAGER | 4529345 |
| PRICE, BRIAN THOMAS | MANAGING PRINCIPAL, INVESTMENT MANAGEMENT AND RESEARCH | 4019817 |
| SUGDEN, MATTHEW JOHN | BD CHIEF COMPLIANCE OFFICER | 4804647 |
Regulatory assets under management
| Total Number of Accounts | 671,650 |
| AUM (Assets Under Management) | $ 209,735,339,476 |
Disclosures
| Regulatory Event | 26 |
| Civil Event | 1 |
| Arbitration | 17 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 03/29/2025 | ||
| 10/28/2024 | ||
| 12/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
