FL
Feng Chih Lee
FORTUNE SECURITIES
Alhambra, CA 91801
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CRD#: 6857817
FL
Professional summary
Feng Chih Lee, who also goes by Gary Lee, is a registered financial professional currently at FORTUNE SECURITIES, INC. located in Alhambra, California.
Feng Chih is registered as a RR (Registered Representative) and started their career in finance in 2017. Feng Chih has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
Gary Lee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Feng Chih Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 21, 2017 - Present
FORTUNE SECURITIES, INC.
Office #1: 388 E. Valley Blvd., Suite 208, Alhambra, CA 91801Office #2: 388 E. Valley Blvd. Suite 208, Alhambra, CA 91801BD
CRD#: 40821
Alhambra, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
SRO Registrations
RR
FINRA
Current Firm
FS
FORTUNE SECURITIES, INC.
FORTUNE SECURITIES, INC.
CRD#: 40821 / SEC#: , 8-49208
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
388 E. Valley Blvd. Suite 208, Alhambra, CA 91801
Mailing Address
388 E. Valley Blvd. Suite 208, Alhambra, CA 91801
Phone number
(626) 281-6001
Established
California since 11/20/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (11 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
