GW
Gabe M. Wolosky
PERIGON WEALTH MANAGEMENT
NEW YORK, NY 10122
Some features on this profile are disabled
CRD#: 6857791
GW
Professional summary
Gabe Michael Wolosky, who also goes by Gabe Wolosky, Gabe M. Wolosky, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in New York, New York.
Gabe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Gabe has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gabe Wolosky | Gabe M. Wolosky
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Prager Metis CPAs, LLC; Not Investment-Related; 14 Penn Plaza, 18th Floor, New York, NY, 10122; Accounting firm; Partner; Start 01/1976; 120 hours/month, all during securities trading hours; duties include tax and accounting services. 2. Trusts; Investment-Related; 14 Penn Plaza, 18th Floor, New York, NY; Trusts; Trustee; Start 01/1987; 10 hours/month, all during securities trading hours; co-trustee on nine client trust accounts. 3. Gabe M. Wolosky, Attorney at Law; Not Investment-Related; 14 Penn Plaza, 18th Floor, New York, NY, 10122; Legal; Attorney; Start 01/1991; 2 hours/month, 2 hours/month not during securities trading hours; duties include legal consulting services. 4. Franco-London Music Publishing, Corp.; Not Investment-Related; 14 Penn Plaza, 18th Floor, New York, NY, 10122; Music publisher; Board Member; Start 01/2015; 3-5 hours/month; 3/5 hours/month not during securities trading hours; duties include general executive functions. 5. Plaza Sweet Music, Inc; Not Investment-Related; 14 Penn Plaza, 18th Floor, New York, NY, 10122; Music publisher; Board Member; Start 01/2015; 3-5 hours/month; 3/5 hours/month not during securities trading hours; duties include general executive functions.
CRS (Client Relationship Summary) - RIA
Click below to view Gabe Michael Wolosky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2022 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 14 Penn Plaza Suite 1316, New York, NY 10122RIA
CRD#: 131037
NEW YORK, NY
Past
November 10, 2021 - December 19, 2022
PM WEALTH MANAGEMENT, LLC
RIA
CRD#: 298324
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(12/22/2022)
Exams
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
