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Steven L. Topal
PERIGON WEALTH MANAGEMENT
NEW YORK, NY 10122
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CRD#: 6857789
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Professional summary
Steven Lee Topal, who also goes by Steven Topal, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in New York, New York.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Steven has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven Topal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Prager Metis CPAs, LLC, Not investment-related; 14 Penn Plaza, 18th Floor, New York, NY 10122; Accounting firm; Partner; Start 01/2009; 160 hours per month, all during securities trading hours; duties include tax and accounting services. 2. MJHS Health System Inc; Not investment-related; 6323 7th Ave, Brooklyn, NY 11220; Health care charitable organization; Board member and Officer; Start 01/1993; 10 hours/month, not during securities trading hours; attend board meetings. 3. Menorah Nursing Home; Not investment-related; 1516 Oriental Blvd, Brooklyn NY 11235; Chairman of the board; Start 01/2021; 5 hours/month, not during securities trading hours; Attend and chair board meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Lee Topal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2022 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 14 Penn Plaza Suite 1316, New York, NY 10122RIA
CRD#: 131037
NEW YORK, NY
Past
September 22, 2021 - December 19, 2022
PM WEALTH MANAGEMENT, LLC
RIA
CRD#: 298324
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(12/22/2022)
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
