Steven J. Kay

AMERIVET SECURITIES

New York, NY 10036

Some features on this profile are disabled

CRD#: 6857377

Professional summary

Steven James Kay is a registered financial professional currently at AMERIVET SECURITIES, INC. located in New York, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2017. Steven has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven James Kay's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2018 - Present

AMERIVET SECURITIES, INC.

Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036

RIA

CRD#: 34786

New York, NY

Past

October 27, 2017 - November 9, 2018

ACADEMY SECURITIES, INC.

CRD#: 17433

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/3/2020)

Connecticut
(2/3/2020)

District of Columbia
(2/3/2020)

Florida
(2/3/2020)

Illinois
(2/3/2020)

Massachusetts
(2/3/2020)

Michigan
(2/3/2020)

New Jersey
(2/3/2020)

New York
(12/3/2018)

Ohio
(2/3/2020)

Pennsylvania
(2/3/2020)

Rhode Island
(2/3/2020)

South Dakota
(4/3/2025)

Texas
(2/3/2020)

Virginia
(2/3/2020)

Exams

State Security Law Exam

Series 63

Date: 5/11/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2018

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 10/27/2017

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/26/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERIVET SECURITIES, INC.

AMERIVET SECURITIES, INC. | AMERIVET-DYMALLY SECURITIES, INC.

CRD#: 34786 / SEC#: , 8-46478

California

Registered Investment Advisory firm - SEC (1/18/2012 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1155 Avenue Of The Americas 14th Floor, New York, NY, 10036

Mailing Address

1155 Avenue Of The Americas 14th Floor, New York, NY, 10036

Phone number

(212) 803-5050

Established

Delaware since 11/13/2018

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
SOUTH STREET SECURITIES HOLDINGS INC	OWNER
ANDERSON, JOSEPH BENJAMIN JR.	DIRECTOR
KAY, STEVEN JAMES	CO-CEO	6857377
JOHNSON, ELTON JR	DIRECTOR	844428
JAZE, FLORIAN	CFO/COO	5442771
JONES, ROBERT CAMPBELL	PRESIDENT
KELLY, JOHN EDWARD	CCO	2087497
NAIDRICH, MICHAEL JOSEPH	CO-CEO	2446693

Disclosures

Regulatory Event	6
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven J. Kay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven James Kay's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACADEMY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/11/2018

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2018

Series 52

Date: 10/27/2017

Series 24

Date: 4/26/2022

FINRA

Current Firm

AMERIVET SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMERIVET SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors