Gerald Thomas Campbell SR.

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

ECHOTRADE LLC

CRD#

FISCAL WISDOM WEALTH MANAGEMENT LLC

Canton, CT · CRD#

PARALLEL ADVISORS, LLC

WOOD DALE, IL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years registered in the securities industry

Current & Past Employments

Current

PARK AVENUE SECURITIES LLCCurrent·CRD# 46173

RIA

BD

4400 E Highway 20 Suite 108b, Niceville, FL 32578

June 4, 2019 - Present

PARK AVENUE SECURITIES LLCCurrent·CRD# 46173

RIA

BD

4400 E Highway 20 Suite 108b, Niceville, FL 32578

June 25, 2018 - Present

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Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

PA

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC | PARK AVENUE WEALTH MANAGEMENT

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

10 Hudson Yards, New York, NY 10001

Mailing Address

10 Hudson Yards, New York, NY 10001

Phone Number

+1 (888) 600-4667

Established

Delaware since 08/20/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

2,073

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Part 2 Brochures

PAS FORM ADV REVISED FIRM BROCHURE (10/30/2026)

VESTWISE (10/30/2026)

PARK AVENUE UMA/SMA SELECT AND STRATEGIST SELECT/STRATEGIST SELECT PLUS (10/30/2026)

PARK AVENUE SIGNATURE PORTFOLIO (10/30/2026)

Direct owners and executive officers

Name	Position	CRD#
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	OWNER	—
BOGGS, ALLEN WARREN	HEAD OF PRODUCT & SUPERVISION	4751363
CASWELL, MARIANNE GRACE	PRESIDENT AND ELECTED MEMBER	6424651
DAVARASHVILI, KATE	FINOP/PRINCIPAL FINANCIAL OFFICER.	5642325
DESROCHERS, CARL	ELECTED MEMBER	7807194
GALLO, JOSEPH MICHAEL	CHIEF COMPLIANCE OFFICER	3108044
HERGAN, JOSHUA NEIL	GENERAL COUNSEL	4572643
MAHER, CARLY PRITCHARD	ELECTED MEMBER & HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	4003223
RYNIKER, MICHAEL JOHN	PRINCIPAL OPERATIONS OFFICER	2474604
VECCHI, MEG R	ELECTED MEMBER	4769594

Regulatory Assets Under Management

Total Number of Accounts

82,118

AUM (Assets Under Management)

$19,575,765,851

Disclosures

Regulatory Event

20

Arbitration

3

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2025	Cover Page	Report
01/22/2025	Cover Page	Report
11/15/2023	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Residential Rental Property Ownership- own 2 residential rental properties, Start: 02/01/1999, Address: 353 Mirabelle Drive, Pensacola FL 32514, 6020 sandalwood Drive, Bossier City, LA 71111, 1 non bus hr per month, Investment related, 2. Crosspoint Financial Education Coordinator-I coordinate financial education classes for my church. , Start: 01/01/2016, Address: 214 Partin Dr S, Niceville, FL 32578, 4 non bus hrs per month, Not investment related, 3. Fortress Financial & Wealth Management, LLC - owner, Start:11/01/2020, Address: 4400 East Highway 20, Suite 108 Niceville, Florida 32578, 160 total hours per month, 160 during securities trading hours, Investment related, More than 10% annual compensation, 4. Fortress Financial & Wealth Management Real Estate Holdings, LLC-holding company for commercial real estate that it leases out to Fortress Financial & Wealth Management, LLC., Start:11/18/2020, Address: 826 Coldwater Creek Circle Niceville, Florida 32578, 1 total hours per month, 0 during securities trading hours, Investment related, Less than 10% annual compensation, 5. Merchants Walk Board of Directors-Board of Directors that votes on the operations of the Merchant's Walk commercial real estate complex, Start: 12/19/2022, Address: N/A, 1 total hour per month; 1 during securities trading hours, Not investment related, No annual compensation, 6. Allstate Identity Protection Insurance, Provide identity theft insurance to clients concerned about this area, Start: 1/10/2023, Address: 4400 East Highway 20, Suite 108, Niceville, Florida, 32578, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 7. Residential Townhouse Rental Property Ownership, Start Date: 7/1/2023, Address: 741 Northern Village Court, Auburn, Alabama 36830, 1 Total Hour per Month; 0 During Securities Trading Hours, Investment Related, Less than 10% annual compensation, 8. Power of Attorney for Wife, Jill Campbell, Start Date: 3/31/2023, Address: N/A, 0 total hours per month; 0 during securities trading hours, Investment Related, No Annual Compensation. 9. Fortress Coaching & Development Start Date: 2/1/2024 Address: 826 Coldwater Creek Circle 2 hours/month; 0 hours during securities trading hours. Not investment related. Less than 10% of annual compensation. 10. Insurance outside of Guardian, Start Date: 7/6/2026, Nature: Insurance Sales, Address: 4400 East Highway 20, Suite 108 Niceville, Florida 32578, Duties: Independent Contractor selling insurance other than Guardian, 3 total hours/month; 3 during securities trading hours, Not investment related,

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