GC
Gerald T. Campbell
PARK AVENUE SECURITIES LLC
Niceville, FL 32578
Some features on this profile are disabled
CRD#: 6857370
GC
Professional summary
Gerald Thomas Campbell SR., who also goes by Gerald Thomas Campbell Sr, Gerald Thomas Campbell, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Niceville, Florida.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Gerald has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gerald Thomas Campbell Sr | Gerald Thomas Campbell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Residential Rental Property Ownership- own 2 residential rental properties, Start: 02/01/1999, Address: 353 Mirabelle Drive, Pensacola FL 32514, 6020 sandalwood Drive, Bossier City, LA 71111, 1 non bus hr per month, Investment related, 2. Crosspoint Financial Education Coordinator-I coordinate financial education classes for my church. , Start: 01/01/2016, Address: 214 Partin Dr S, Niceville, FL 32578, 4 non bus hrs per month, Not investment related, 3. Fortress Financial & Wealth Management, LLC - owner, Start:11/01/2020, Address: 4400 East Highway 20, Suite 108 Niceville, Florida 32578, 160 total hours per month, 160 during securities trading hours, Investment related, More than 10% annual compensation, 4. Fortress Financial & Wealth Management Real Estate Holdings, LLC-holding company for commercial real estate that it leases out to Fortress Financial & Wealth Management, LLC., Start:11/18/2020, Address: 826 Coldwater Creek Circle Niceville, Florida 32578, 1 total hours per month, 0 during securities trading hours, Investment related, Less than 10% annual compensation, 5. Melia S. Campbell Revocable Living Trust Co-Executor & Co-Trustee- My Mother passed away and I found out I was named as the Co-Executor & Co-Trustee., Start: 10/10/2021, Address: 826 Coldwater Creek Circle Niceville, Florida 32578, 1 total hours per month 1 during securities trading hours, Investment related, No annual compensation, 6. Merchants Walk Board of Directors-Board of Directors that votes on the operations of the Merchant's Walk commercial real estate complex, Start: 12/19/2022, Address: N/A, 1 total hour per month; 1 during securities trading hours, Not investment related, No annual compensation, 7. Allstate Identity Protection Insurance, Provide identity theft insurance to clients concerned about this area, Start: 1/10/2023, Address: 4400 East Highway 20, Suite 108, Niceville, Florida, 32578, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 8. Residential Townhouse Rental Property Ownership, Start Date: 7/1/2023, Address: 741 Northern Village Court, Auburn, Alabama 36830, 1 Total Hour per Month; 0 During Securities Trading Hours, Investment Related, Less than 10% annual compensation, 9. Power of Attorney for Wife, Jill Campbell, Start Date: 3/31/2023, Address: N/A, 0 total hours per month; 0 during securities trading hours, Investment Related, No Annual Compensation. 10. Fortress Coaching & Development Start Date: 2/1/2024 Address: 826 Coldwater Creek Circle 2 hours/month; 0 hours during securities trading hours. Not investment related. Less than 10% of annual compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Thomas Campbell SR.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gerald Thomas Campbell SR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2019 - Present
PARK AVENUE SECURITIES LLC
Office #1: 4400 E Highway 20 Suite 108b, Niceville, FL 32578RIA
BD
CRD#: 46173
Niceville, FL
Current
June 25, 2018 - Present
PARK AVENUE SECURITIES LLC
Office #1: 4400 E Highway 20 Suite 108b, Niceville, FL 32578RIA
BD
CRD#: 46173
Niceville, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/28/2020)
IAR
Alabama(9/28/2020)
RR
Arkansas(7/8/2022)
RR
California(10/8/2021)
IAR
California(10/8/2021)
RR
Colorado(4/23/2020)
IAR
Colorado(7/19/2021)
RR
District of Columbia(7/17/2024)
IAR
District of Columbia(9/29/2025)
RR
Florida(6/26/2018)
IAR
Florida(6/5/2019)
RR
Georgia(7/8/2022)
IAR
Georgia(2/27/2023)
RR
Hawaii(4/5/2021)
IAR
Hawaii(10/15/2021)
RR
Illinois(1/11/2021)
IAR
Illinois(1/10/2022)
RR
Indiana(10/6/2021)
IAR
Indiana(10/6/2021)
RR
Kansas(9/5/2019)
IAR
Kansas(1/24/2020)
RR
Kentucky(8/14/2025)
IAR
Kentucky(8/14/2025)
RR
Maryland(10/19/2020)
IAR
Maryland(10/19/2020)
RR
Michigan(10/1/2020)
IAR
Michigan(10/1/2020)
RR
Mississippi(6/4/2019)
IAR
Mississippi(4/26/2023)
RR
Missouri(9/10/2024)
RR
New Hampshire(1/5/2022)
IAR
New Hampshire(1/10/2022)
RR
New Jersey(4/20/2020)
IAR
New Jersey(4/21/2020)
RR
New Mexico(1/4/2022)
RR
New York(6/15/2023)
IAR
New York(6/15/2023)
RR
North Carolina(8/26/2019)
IAR
North Carolina(9/6/2019)
RR
Ohio(10/2/2018)
IAR
Ohio(6/4/2019)
RR
Oklahoma(5/26/2021)
IAR
Oklahoma(5/26/2021)
RR
South Carolina(7/27/2022)
IAR
South Carolina(7/29/2022)
RR
South Dakota(3/10/2021)
IAR
South Dakota(3/12/2021)
RR
Tennessee(6/11/2020)
RR
Texas(3/9/2020)
IAR
Texas(11/20/2020)
RR
Virginia(6/4/2019)
IAR
Virginia(6/4/2019)
RR
Washington(6/4/2019)
IAR
Washington(6/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
