Alex S. Hayes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Steven Hayes was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 2018. Alex had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2025 - November 5, 2025
FOXTROT INVESTMENTS GROUP LLC
October 15, 2024 - November 29, 2024
BLACK SWIFT GROUP, LLC
September 3, 2019 - May 21, 2024
CHARLES SCHWAB & CO., INC.
June 1, 2018 - May 21, 2024
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
FOXTROT INVESTMENTS GROUP LLC
CRD#: 336720 / SEC#:
Contact information
Red Flags
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