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Aaron Michael Peloquin

Aaron M. Peloquin

SAVVY
Plymouth, MN
Some features on this profile are disabled
CRD#: 6856923
Aaron Michael Peloquin

Professional summary

Aaron Michael Peloquin, CFP® is a registered financial advisor currently at SAVVY located in Plymouth, Minnesota.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Aaron has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fishing with Vets; Non-Investment Related; Personal Residence; Nonprofit Organization; Treasurer; 02/2015; 0% during business hours; Treasurer, bookkeeping and tax records. 2. American Cancer Society of Minnesota; Non-Investment Related; Personal Residence; Nonprofit Organization; Board Member; 06/2019; 0% during business hours; Volunteer - strategy, planning, and fundraising 3. Insurance agent; Offering fixed life insurance, disability insurance and LTC; Investment-related; Start date: 12/14/2017; Approx. 4 hours per month. Personal residence.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Peloquin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2021

Experience

Current

March 4, 2025 - Present

SAVVY

RIA
CRD#: 318493
Plymouth, MN
Past

August 1, 2021 - February 25, 2025

DFPG INVESTMENTS, LLC

BD
CRD#: 155576
Minneapolis, MN
Past

June 21, 2021 - March 3, 2025

STRONG TOWER ADVISORY SERVICES

RIA
CRD#: 315106
MINNEAPOLIS, MN
Past

August 7, 2020 - August 6, 2021

ADVISORNET WEALTH PARTNERS

RIA
CRD#: 113074
MINNEAPOLIS, MN
Past

August 5, 2020 - October 16, 2020

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
MINNEAPOLIS, MN
Past

August 5, 2020 - August 4, 2021

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
MINNEAPOLIS, MN
Past

January 3, 2018 - July 17, 2020

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Plymouth, MN
Past

October 25, 2017 - July 17, 2020

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Plymouth, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS

CRD#: 318493 / SEC#: 801-123656

RIA
Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(3/4/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/4/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/2017
General Securities Representative Examination

Current Firm

SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS

CRD#: 318493 / SEC#: 801-123656

RIA
Registered Investment Advisory firm - (4/11/2022 Approved)
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Contact information

Main Address
111 West 33rd Street Unit 1410, New York, NY 10001
Mailing Address
Phone number
(833) 745-6789
Established
Firm type
Fiscal year end
# of Employees
60

SEC notice filing (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAVVY ADV PART 2 (8/19/2025)

Regulatory assets under management

Total Number of Accounts3,776
AUM (Assets Under Management)$ 1,295,318,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAVVY

CRD#: 318493Plymouth, MN

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