Gina M. Grote
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gina Marie Grote, who also goes by Gina Marie Imondi, was a registered financial professional .
Gina is a previously registered financial professional and started their career in finance in 2017. Gina had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2018 - September 17, 2019
WEALTHSTONE ADVISORS
September 18, 2017 - August 17, 2018
AVANTAX PLANNING PARTNERS, INC.
State Registrations and Notice Filings
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Current Firm
WEALTHSTONE ADVISORS
CRD#: 110725 / SEC#: 801-20781
Contact information
Red Flags
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