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SC

Samuel B. Cohen

PARK STATE ASSET MANAGEMENT
BEVERLY, MA 01915
Some features on this profile are disabled
CRD#: 6856040
SC

Professional summary

Samuel Bernard Cohen, who also goes by Samuel Cohen, is a registered financial advisor currently at PARK STATE ASSET MANAGEMENT LLC located in Beverly, Massachusetts.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Samuel has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Samuel Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Bernard Cohen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2026 - Present

PARK STATE ASSET MANAGEMENT LLC

Office #1: 50 Dunham Ridge, Suite 3100, Beverly, MA 01915
RIA
CRD#: 336573
BEVERLY, MA
Past

June 14, 2024 - September 3, 2025

OSAIC WEALTH, INC.

RIA
CRD#: 23131
NEW YORK, NY
Past

June 14, 2024 - September 3, 2025

OSAIC WEALTH, INC.

BD
CRD#: 23131
NEW YORK, NY
Past

April 14, 2023 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
New York, NY
Past

April 13, 2023 - June 14, 2024

SECURITIES AMERICA, INC.

BD
CRD#: 10205
NEW YORK, NY
Past

August 31, 2020 - April 23, 2021

SANTANDER SECURITIES LLC

RIA
CRD#: 41791
Dorchester, MA
Past

August 14, 2020 - April 23, 2021

SANTANDER SECURITIES LLC

BD
CRD#: 41791
Dorchester, MA
Past

December 6, 2019 - July 14, 2020

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PARK STATE ASSET MANAGEMENT LLC
PARK STATE ASSET MANAGEMENT LLC

CRD#: 336573 / SEC#: 801-132913

RIA
Registered Investment Advisory firm - (6/3/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(5/11/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/21/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/6/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/15/2018
Securities Industry Essentials Examination

Current Firm

PS
PARK STATE ASSET MANAGEMENT LLC
PARK STATE ASSET MANAGEMENT LLC

CRD#: 336573 / SEC#: 801-132913

RIA
Registered Investment Advisory firm - (6/3/2025 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
50 Dunham Ridge, Suite 3100, Beverly, MA 01915
Mailing Address
Phone number
(978) 529-2395
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PSAM ADV PART 2A 080825 (10/30/2025)

Regulatory assets under management

Total Number of Accounts135
AUM (Assets Under Management)$ 200,260,549

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARK STATE ASSET MANAGEMENT LLC

CRD#: 336573Beverly, MA 01915

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