William A. Preisz

PREISZ FINANCIAL

Portland, OR 97239

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CRD#: 6855850

Professional summary

William Allen Preisz, AIF®, who also goes by Bill Preisz, is a registered financial advisor currently at PREISZ FINANCIAL located in Portland, Oregon and LPL FINANCIAL LLC located in Portland, Oregon.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. William has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Preisz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

9/2019 - Registered Investment Advisor - Preisz Financial 12/28/2018 - Shareholder- Preisz Financial

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Allen Preisz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 15, 2019 - Present

PREISZ FINANCIAL

Office #1: 4525 Sw Condor Ave, Portland, OR 97239

RIA

CRD#: 144469

Portland, OR

Current

December 14, 2018 - Present

LPL FINANCIAL LLC

Office #1: 4525 Sw Condor Ave, Portland, OR 97239-4061

RIA

CRD#: 6413

Portland, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PREISZ FINANCIAL

PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL

CRD#: 144469 / SEC#: 801-115031

RIA

Registered Investment Advisory firm - (4/18/2019 Approved)

Oregon

Registered Investment Advisory firm - (1/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/29/2020 Terminated)

Washington

Registered Investment Advisory firm - (2/29/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(5/2/2024)

Arizona
(5/2/2024)

California
(5/2/2024)

Colorado
(5/2/2024)

Connecticut
(5/2/2024)

Florida
(5/2/2024)

Georgia
(5/2/2024)

Indiana
(5/2/2024)

Maryland
(5/2/2024)

Oregon
(1/18/2019)

IAR

Oregon
(2/26/2019)

Tennessee
(5/2/2024)

IAR

Texas
(2/15/2019)

Texas
(5/2/2024)

Virginia
(5/2/2024)

Washington
(1/30/2019)

IAR

Washington
(2/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/31/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/14/2018

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PREISZ FINANCIAL

PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL

CRD#: 144469 / SEC#: 801-115031

RIA

Registered Investment Advisory firm - (4/18/2019 Approved)

Oregon

Registered Investment Advisory firm - (1/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/29/2020 Terminated)

Washington

Registered Investment Advisory firm - (2/29/2020 Terminated)

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Contact information

Main Address

4525 Sw Condor Ave, Portland, OR 97239

Mailing Address

Phone number

(503) 224-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PREISZ FINANCIAL FIRM BROCHURE (10/9/2025)

PREISZ FINANCIAL WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	485
AUM (Assets Under Management)	$ 612,791,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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William A. Preisz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Allen Preisz's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

Primary Firm SEC Registration

PREISZ FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2019

Series 63

Date: 1/18/2019

Series 7TO

Date: 3/31/2023

SIE

Date: 12/15/2018

Series 6

Date: 12/14/2018

Series 24

Date: 12/22/2023

FINRA

Current Firm

PREISZ FINANCIAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PREISZ FINANCIAL

TRUST BUT VERIFY

Contact information

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