Scott E. Morrison

MOMENT PRIVATE WEALTH

Wellington, FL

Some features on this profile are disabled

CRD#: 6855518

Professional summary

Scott Everett Morrison, who also goes by Scott Morrison, is a registered financial advisor currently at MOMENT PRIVATE WEALTH located in Wellington, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Scott has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Morrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Everett Morrison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2025 - Present

MOMENT PRIVATE WEALTH

RIA

CRD#: 313223

Wellington, FL

Past

October 10, 2022 - May 30, 2025

FOCUS PARTNERS WEALTH, LLC

RIA

CRD#: 159289

Boca Raton, FL

Past

October 25, 2021 - July 19, 2022

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA

CRD#: 108559

Jupiter, FL

Past

October 20, 2021 - July 19, 2022

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD#: 105108

Jupiter, FL

Past

July 30, 2020 - August 26, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

West Palm Beach, FL

Past

September 11, 2018 - August 26, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

West Palm Beach, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOMENT PRIVATE WEALTH

JL STRATEGIC WEALTH | MOMENT PRIVATE WEALTH, LLC | MOMENT PRIVATE WEALTH | JL STRATEGIC WEALTH, LLC

CRD#: 313223 / SEC#: 801-129592

RIA

Registered Investment Advisory firm - (2/29/2024 Approved)

Missouri

Registered Investment Advisory firm - (3/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/10/2025)

IAR

Texas
(6/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/30/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/21/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/11/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MOMENT PRIVATE WEALTH

JL STRATEGIC WEALTH | MOMENT PRIVATE WEALTH, LLC | MOMENT PRIVATE WEALTH | JL STRATEGIC WEALTH, LLC

CRD#: 313223 / SEC#: 801-129592

RIA

Registered Investment Advisory firm - (2/29/2024 Approved)

Missouri

Registered Investment Advisory firm - (3/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2 Cityplace Drive 2nd Floor, Saint Louis, MO 63141

Mailing Address

Phone number

(636) 591-1050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2024-01-30 MOMENT PRIVATE WEALTH FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	472
AUM (Assets Under Management)	$ 156,748,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott E. Morrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Everett Morrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOCUS PARTNERS WEALTH, LLC

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

MOMENT PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 1/30/2021

Series 65

Date: 7/21/2020

SIE

Date: 10/1/2018

Series 6

Date: 9/11/2018

Current Firm

MOMENT PRIVATE WEALTH

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOMENT PRIVATE WEALTH

TRUST BUT VERIFY

Similar Advisors