BM
Brian A. Meisel
THRIVENT INVESTMENT MANAGEMENT
Jefferson City, MO 65109
Some features on this profile are disabled
CRD#: 6855416
BM
Professional summary
Brian Alan Meisel is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Jefferson City, Missouri.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Brian has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ELEMENT DESIGN COMPANY POSITION: Senior Designer NATURE: Landscape design and management services. Services provided to a limited number of existing clients. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/30/2018 ADDRESS: 2712 Wesley St, Jefferson City MO 65109, United States DESCRIPTION: Consulting and planning the design and maintenance of residential landscape. FREEMAN MORTUARY POSITION: Funeral Assistance NATURE: Funeral Service INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 05/20/2019 ADDRESS: 915 Madison Street, Jefferson City MO 65101, United States DESCRIPTION: Primarily assisting the funeral directors with visitations and funerals. Providing support during these activities include set up and take down prior and after the services. TRINITY LUTHERAN SCHOOL ALUMNI ASSOCIATION POSITION: Board member NATURE: Association's mission is to support the parochial Lutheran elementary school. Board conducts an annual meeting/dinner in the month of May. Association collects dues from alumni and periodically fundraises for the school on a need basis. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/12/2019 ADDRESS: 803 Swifts Highway, Jefferson City MO 65109, United States DESCRIPTION: Board members have the task of organizing the meeting and making the arrangements for a meal and entertainment. The meeting is a two-hour event in May. I have been assigned to an audit subcommittee that review the bank records and certifies records are correct. I have no responsibility to making recommendations on banking or investments.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Alan Meisel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Alan Meisel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2018 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 520 Dix Road, Jefferson City, MO 65109RIA
BD
CRD#: 18387
Jefferson City, MO
Current
February 9, 2018 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 520 Dix Road, Jefferson City, MO 65109RIA
BD
CRD#: 18387
Jefferson City, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/12/2024)
RR
Colorado(2/24/2023)
RR
Kansas(11/29/2021)
RR
Missouri(3/2/2018)
IAR
Missouri(3/2/2018)
RR
North Carolina(2/22/2023)
IAR
Texas(1/4/2021)
RR
Texas(1/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
