Patrick R. Mclaughlin

FOUNDATION WEALTH MANAGEMENT

Clayton, MO 63105

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CRD#: 6855199

Professional summary

Patrick Russell Mclaughlin is a registered financial advisor currently at FOUNDATION WEALTH MANAGEMENT, LLC located in Clayton, Missouri.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Patrick has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Russell Mclaughlin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2024 - Present

FOUNDATION WEALTH MANAGEMENT, LLC

Office #1: 168 N. Meramec Ave Suite 100, Clayton, MO 63105

RIA

CRD#: 127134

Clayton, MO

Past

May 12, 2022 - June 21, 2024

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ST LOUIS, MO

Past

May 12, 2022 - June 21, 2024

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST LOUIS, MO

Past

November 23, 2021 - May 20, 2022

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

St. Louis, MO

Past

October 4, 2021 - May 20, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

October 18, 2017 - October 19, 2021

TD AMERITRADE, INC.

CRD#: 7870

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUNDATION WEALTH MANAGEMENT, LLC

FIDUCIARY WEALTH MANAGEMENT, LLC | FOUNDATION WEALTH MANAGEMENT, LLC | FIDUCIARY WEALTH MANAGENENT, LLC

CRD#: 127134 / SEC#: 801-62187

RIA

Registered Investment Advisory firm - (7/10/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/27/2024)

IAR

Missouri
(8/26/2024)

IAR

Texas
(8/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/27/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/2017

General Securities Representative Examination

Current Firm

FOUNDATION WEALTH MANAGEMENT, LLC

FIDUCIARY WEALTH MANAGEMENT, LLC | FOUNDATION WEALTH MANAGEMENT, LLC | FIDUCIARY WEALTH MANAGENENT, LLC

CRD#: 127134 / SEC#: 801-62187

RIA

Registered Investment Advisory firm - (7/10/2003 Approved)

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Contact information

Main Address

168 N. Meramec Ave Suite 100, Clayton, MO 63105

Mailing Address

Phone number

(314) 726-6789

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FWM PART 2A MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,726
AUM (Assets Under Management)	$ 593,216,493

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
11/26/2024	Cover Page	Report
10/02/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick R. Mclaughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Russell Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

FOUNDATION WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2021

Series 63

Date: 10/27/2017

SIE

Date: 10/1/2018

Series 7

Date: 10/18/2017

Current Firm

FOUNDATION WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FOUNDATION WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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