JB
Jason L. Behr
MORGAN-ALY WEALTH MANAGEMENT | Financial Advisor
Waukesha, WI 53186
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CRD#: 6855194
JB
Professional summary
Jason L Behr is a registered financial advisor currently at MORGAN-ALY WEALTH MANAGEMENT, LLC located in Waukesha, Wisconsin.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jason has worked at 5 firms and has passed the Series 66, Series 63, Series 3, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: 123iMP LLC Address: 10700 W. Venture Dr. Suite G2, Franklin, WI, 53132, United States Activity Type: Other Position/Title: Associate/Employee Investment Related: No Start Date: 07/06/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: A friend owns a small business and has a contract for a festival over a 4 day period. He needs an extra hand and asked if I could help train and supervise a few employees.\n\nthis will only be a 1 time engagement during the July 4th week (2)Name of Business: Early Music Now Address: 7325 W Wind Lake Rd, Wind Lake, WI, 53185, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 06/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Report to the Board member the current financial position of the organization and communicate with the organizations accounting firm. (3) Name of Business: Luther Memorial Chapel. Address: 3833 N Maryland Ave, Milwaukee, WI 53211. Activity Type: Non profit. Position: Trustee. Investment Related: Yes. Start Date: 1/15/2024. 1 hour per month. 1 hour per month during trading hours. Acts as trustee for his church.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2023 - Present
MORGAN-ALY WEALTH MANAGEMENT, LLC
Office #1: N4w22370 Bluemound Rd Suite 204, Waukesha, WI 53186RIA
CRD#: 328483
Waukesha, WI
Past
June 30, 2021 - December 5, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Waukesha, WI
Past
June 30, 2021 - December 5, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
WAUKESHA, WI
Past
March 16, 2020 - July 2, 2021
TD AMERITRADE, INC.
RIA
CRD#: 7870
BROOKFIELD, WI
Past
March 16, 2020 - July 2, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
BROOKFIELD, WI
Past
October 18, 2017 - July 2, 2021
TD AMERITRADE, INC.
BD
CRD#: 7870
BROOKFIELD, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/28/2025)
IAR
Minnesota(6/28/2024)
IAR
Texas(4/18/2024)
IAR
Wisconsin(12/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MORGAN-ALY WEALTH MANAGEMENT, LLC
MORGAN-ALY WEALTH MANAGEMENT | MORGAN-ALY WEALTH MANAGEMENT, LLC
CRD#: 328483 / SEC#:
Florida
Registered Investment Advisory firm - (1/15/2025 Approved)Minnesota
Registered Investment Advisory firm - (6/28/2024 Approved)Texas
Registered Investment Advisory firm - (4/12/2024 Conditional Restricted)Wisconsin
Registered Investment Advisory firm - (12/1/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N4w22370 Bluemound Rd Suite 204, Waukesha, WI 53186
Mailing Address
Phone number
(262) 691-0100
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 340 |
| AUM (Assets Under Management) | $ 90,172,911 |
Red Flags
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Company Information
MORGAN-ALY WEALTH MANAGEMENT, LLC
Financial AdvisorCRD#: 328483Waukesha, WI 53186TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
