Jason L. Behr

MORGAN-ALY WEALTH MANAGEMENT | Financial Advisor

WAUKESHA, WI 53186

CRD#: 6855194

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Professional summary

Jason L Behr is a registered financial advisor currently at MORGAN-ALY WEALTH MANAGEMENT, LLC located in Waukesha, Wisconsin.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jason has worked at 5 firms and has passed the Series 66, Series 63, Series 3, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason L Behr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2023 - Present

MORGAN-ALY WEALTH MANAGEMENT, LLC

Office #1: N4w22370 Bluemound Rd Suite 204, Waukesha, WI 53186

RIA

CRD#: 328483

WAUKESHA, WI

Past

June 30, 2021 - December 5, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Waukesha, WI

Past

June 30, 2021 - December 5, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WAUKESHA, WI

Past

March 16, 2020 - July 2, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

BROOKFIELD, WI

Past

March 16, 2020 - July 2, 2021

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BROOKFIELD, WI

Past

October 18, 2017 - July 2, 2021

TD AMERITRADE, INC.

CRD#: 7870

BROOKFIELD, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/18/2024)

IAR

Wisconsin
(12/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/14/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/27/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/6/2019

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/2017

General Securities Representative Examination

Current Firm

MORGAN-ALY WEALTH MANAGEMENT, LLC

MORGAN-ALY WEALTH MANAGEMENT | MORGAN-ALY WEALTH MANAGEMENT, LLC

CRD#: 328483 / SEC#: 801-135514

Florida

Registered Investment Advisory firm - (1/15/2025 Approved)

Minnesota

Registered Investment Advisory firm - (6/28/2024 Approved)

Texas

Registered Investment Advisory firm - (4/12/2024 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (12/1/2023 Approved)

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Contact information

Main Address

N4w22370 Bluemound Rd Suite 204, Waukesha, WI 53186

Mailing Address

Phone number

(262) 691-0100

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (2/4/2026)

Regulatory assets under management

Total Number of Accounts	390
AUM (Assets Under Management)	$ 105,268,201

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason L. Behr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason L Behr's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/14/2020

Series 63

Date: 10/27/2017

Series 3

Date: 3/6/2019

SIE

Date: 10/1/2018

Series 7

Date: 10/18/2017

Current Firm

MORGAN-ALY WEALTH MANAGEMENT, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MORGAN-ALY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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