David J. Simpson
Professional summary
David John Simpson, who also goes by David Simpson, is a registered financial advisor currently at HOHIMER WEALTH MANAGEMENT, LLC located in Seattle, Washington.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David John Simpson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2019 - Present
HOHIMER WEALTH MANAGEMENT, LLC
Office #1: One Union Square 600 University Street, Suite 2401, Seattle, WA 98101December 1, 2017 - April 18, 2019
WELLS FARGO CLEARING SERVICES, LLC
November 2, 2017 - April 18, 2019
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
HOHIMER WEALTH MANAGEMENT, LLC
CRD#: 300140 / SEC#: 801-114746
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/22/2023)
Exams
Current Firm
HOHIMER WEALTH MANAGEMENT, LLC
CRD#: 300140 / SEC#: 801-114746
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,229 |
| AUM (Assets Under Management) | $ 993,696,676 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/17/2022 |
Red Flags
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