Roger R. Dowdeswell

KDT ADVISORS

PRINCETON, NJ 08540

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CRD#: 6854777

Professional summary

Roger Roland Dowdeswell is a registered financial advisor currently at KDT ADVISORS, LLC located in Princeton, New Jersey.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Roger has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mr. Dowdeswell is a non-practicing South African qualified BComm, LLB (Wits). Legal services are not offered through our firm. Should a client of our firm require legal services, they will be referred to a separate attorney. Our firm will not receive any additional compensation for these referrals. 2) Nirobi Corp; Not investment related; 77 Gold St., Brooklyn, NY 11201; Tennis consulting, promotions, coaching; President; Jan 2001; 40 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Roland Dowdeswell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2017 - Present

KDT ADVISORS, LLC

Office #1: 103 Carnegie Center Suite 300, Princeton, NJ 08540

RIA

CRD#: 289816

PRINCETON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KDT ADVISORS, LLC

CRD#: 289816 / SEC#: 801-111805

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/18/2021)

IAR

Texas
(10/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2016

Uniform Investment Adviser Law Examination

Current Firm

KDT ADVISORS, LLC

CRD#: 289816 / SEC#: 801-111805

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

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Contact information

Main Address

103 Carnegie Center Suite 300, Princeton, NJ 08540

Mailing Address

Phone number

(929) 293-1270

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 229,777,239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roger R. Dowdeswell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Roland Dowdeswell's CRS (Customer Relationship Summary).

Certified licenses

Experience

KDT ADVISORS, LLC

Primary Firm SEC Registration

KDT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2016

Current Firm

KDT ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KDT ADVISORS, LLC

TRUST BUT VERIFY

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